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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+10.05%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$707M
AUM Growth
+$33.8M
Cap. Flow
-$23.4M
Cap. Flow %
-3.31%
Top 10 Hldgs %
26.07%
Holding
752
New
31
Increased
116
Reduced
195
Closed
26

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$734K
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$600K
3
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$561K
4
XOM icon
ExxonMobil
XOM
+$401K
5
MSFT icon
Microsoft
MSFT
+$336K

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.42M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$2.6M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.41M
4
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$2.36M
5
AAPL icon
Apple
AAPL
+$946K

Sector Composition

Rank Sector Weight
1 Technology 14.02%
2 Healthcare 11.45%
3 Financials 11.43%
4 Consumer Discretionary 8.5%
5 Industrials 8.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TDOC icon
701
Teladoc Health
TDOC
$1.64B
$1.89K ﹤0.01%
80
– –
SYF icon
702
Synchrony
SYF
$25B
$1.84K ﹤0.01%
+56
New +$1.92K
UBSI icon
703
United Bankshares
UBSI
$6.66B
$1.78K ﹤0.01%
44
– –
ETG
704
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.75B
$1.59K ﹤0.01%
105
– –
NJR icon
705
New Jersey Resources
NJR
$6.09B
$1.49K ﹤0.01%
30
– –
MGA icon
706
Magna International
MGA
$18.8B
$1.46K ﹤0.01%
+26
New +$1.46K
SVC
707
Service Properties Trust
SVC
$1.08B
$1.46K ﹤0.01%
40
– –
BIPC icon
708
Brookfield Infrastructure
BIPC
$5.16B
$1.4K ﹤0.01%
+36
New +$1.53K
NTR icon
709
Nutrien
NTR
$33.2B
$1.39K ﹤0.01%
+19
New +$1.5K
AAL icon
710
American Airlines Group
AAL
$10.1B
$1.27K ﹤0.01%
100
– –
ALC icon
711
Alcon
ALC
$33.7B
$1.26K ﹤0.01%
20
– –
VFC icon
712
VF Corp
VFC
$6.96B
$1.22K ﹤0.01%
44
– –
HUN icon
713
Huntsman Corp
HUN
$2.04B
$1.18K ﹤0.01%
43
– –
KYN icon
714
Kayne Anderson Energy Infrastructure Fund
KYN
$2.42B
$1.16K ﹤0.01%
136
– –
BZFD icon
715
BuzzFeed
BZFD
$102M
$1.05K ﹤0.01%
383
– –
CGC
716
Canopy Growth
CGC
$386M
$993 ﹤0.01%
43
– –
AAN
717
DELISTED
The Aaron's Company Inc
AAN
$896 ﹤0.01%
75
– –
ARKF icon
718
ARK Blockchain & Fintech Innovation ETF
ARKF
$746M
$885 ﹤0.01%
62
– –
NMAI icon
719
Nuveen Multi-Asset Income Fund
NMAI
$461M
$758 ﹤0.01%
66
– –
FMS icon
720
Fresenius Medical Care
FMS
$13.3B
$539 ﹤0.01%
33
– –
PACW
721
DELISTED
PacWest Bancorp
PACW
$528 ﹤0.01%
23
– –
SCHP icon
722
Schwab US TIPS ETF
SCHP
$16.4B
$363 ﹤0.01%
14
– –
SFE
723
DELISTED
Safeguard Scientifics, Inc.
SFE
$360 ﹤0.01%
116
– –
ONL
724
Orion Office REIT
ONL
$149M
$316 ﹤0.01%
37
– –
NRG icon
725
NRG Energy
NRG
$27B
$286 ﹤0.01%
+9
New +$356
27 28
29
30 31

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JAFL
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CNC
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MTCM
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AIM
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FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return

Caldwell Trust's Q4 2022 Portfolio in Review

As of Q4 2022, Caldwell Trust held 752 positions worth $707M, up 5% from $673M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Caldwell Trust withdrew a net $23.4M in Q4 2022, closing 26 positions and reducing 195 holdings. Its most notable exit was Ionis Pharmaceuticals, an estimated $177K position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Caldwell Trust opened a new position in EQT Corp worth $59.2K.

  • Caldwell Trust's largest Q4 2022 buy was EQT Corp: 1,750 shares worth $59.2K.
  • Caldwell Trust added most to iShares 3-7 Year Treasury Bond ETF in Q4 2022, an estimated $734K increase.
  • Caldwell Trust's biggest Q4 2022 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $5.42M.
  • Caldwell Trust fully exited Ionis Pharmaceuticals in Q4 2022, selling an estimated $177K.
  • Caldwell Trust's ten largest holdings make up 26% of its $707M portfolio in Q4 2022.
  • Caldwell Trust opened 31 new positions and closed 26 in Q4 2022.
  • Caldwell Trust's portfolio value rose 5% quarter-over-quarter to $707M.

Based on Caldwell Trust's 13F filing for Q4 2022, filed 1 Oct 2025.