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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
-0.09%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$791M
AUM Growth
+$27.1M
Cap. Flow
+$31.2M
Cap. Flow %
3.95%
Top 10 Hldgs %
31.41%
Holding
758
New
21
Increased
178
Reduced
134
Closed
26

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$4.74M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$2.57M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.1M
4
HD icon
Home Depot
HD
+$1.63M
5
NVDA icon
NVIDIA
NVDA
+$1.03M

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.4M
2
NEE icon
NextEra Energy
NEE
+$716K
3
GLD icon
SPDR Gold Trust
GLD
+$578K
4
RTX icon
RTX Corp
RTX
+$393K
5
T icon
AT&T
T
+$275K

Sector Composition

Rank Sector Weight
1 Technology 15.6%
2 Financials 10.41%
3 Consumer Discretionary 9.04%
4 Healthcare 8.86%
5 Industrials 7.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAN
701
DELISTED
The Aaron's Company Inc
AAN
$2.07K ﹤0.01%
75
– –
AAL icon
702
American Airlines Group
AAL
$10B
$2.05K ﹤0.01%
100
– –
DFIN icon
703
Donnelley Financial Solutions
DFIN
$1.32B
$1.94K ﹤0.01%
+56
New +$1.85K
UNM icon
704
Unum
UNM
$13.9B
$1.93K ﹤0.01%
77
– –
NGL icon
705
NGL Energy Partners
NGL
$1.88B
$1.87K ﹤0.01%
790
– –
DINO icon
706
HF Sinclair
DINO
$16.3B
$1.76K ﹤0.01%
53
– –
PBCT
707
DELISTED
People's United Financial Inc
PBCT
$1.75K ﹤0.01%
100
– –
ANSS
708
DELISTED
Ansys
ANSS
$1.7K ﹤0.01%
5
– –
RYAM icon
709
Rayonier Advanced Materials
RYAM
$591M
$1.69K ﹤0.01%
+225
New +$1.55K
ALC icon
710
Alcon
ALC
$33.7B
$1.67K ﹤0.01%
22
– –
UBSI icon
711
United Bankshares
UBSI
$6.67B
$1.6K ﹤0.01%
44
– –
BRW
712
Saba Capital Income & Opportunities Fund
BRW
$337M
$1.59K ﹤0.01%
175
– –
HII icon
713
Huntington Ingalls Industries
HII
$11.9B
$1.54K ﹤0.01%
8
– –
CPRT icon
714
Copart
CPRT
$28.5B
$1.53K ﹤0.01%
44
– –
PARA
715
DELISTED
Paramount Global Class B
PARA
$1.38K ﹤0.01%
35
– –
WSO icon
716
Watsco Inc
WSO
$14.9B
$1.32K ﹤0.01%
5
– –
HP icon
717
Helmerich & Payne
HP
$3.29B
$1.29K ﹤0.01%
47
– –
HUN icon
718
Huntsman Corp
HUN
$2.03B
$1.27K ﹤0.01%
43
– –
JDD
719
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$1.18K ﹤0.01%
114
– –
FMS icon
720
Fresenius Medical Care
FMS
$13.3B
$1.15K ﹤0.01%
33
-33
-50% -$1.29K
VFC icon
721
VF Corp
VFC
$7.11B
$1.14K ﹤0.01%
17
-1,690
-99% -$130K
FMO
722
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
$1.06K ﹤0.01%
100
– –
NJR icon
723
New Jersey Resources
NJR
$6.1B
$1.04K ﹤0.01%
30
– –
PACW
724
DELISTED
PacWest Bancorp
PACW
$1.04K ﹤0.01%
23
– –
SFE
725
DELISTED
Safeguard Scientifics, Inc.
SFE
$1.03K ﹤0.01%
116
– –
27 28
29
30 31

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JAFL
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C
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CNC
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MTCM
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AIM
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FLAM
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EC
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Caldwell Trust's Q3 2021 Portfolio in Review

As of Q3 2021, Caldwell Trust held 758 positions worth $791M, up 3.5% from $764M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Caldwell Trust deployed $31.2M of net new capital in Q3 2021, opening 21 new positions and adding to 178 existing holdings. Its largest new stake was Ventas: 2,120 shares worth $117K.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Floating Rate Bond ETF, an estimated $1.4M trimmed.

  • Caldwell Trust's largest Q3 2021 buy was Ventas: 2,120 shares worth $117K.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2021, an estimated $4.74M increase.
  • Caldwell Trust's biggest Q3 2021 reduction was iShares Floating Rate Bond ETF, cutting an estimated $1.4M.
  • Caldwell Trust fully exited iShares US Energy ETF in Q3 2021, selling an estimated $214K.
  • Caldwell Trust's ten largest holdings make up 31% of its $791M portfolio in Q3 2021.
  • Caldwell Trust opened 21 new positions and closed 26 in Q3 2021.
  • Caldwell Trust's portfolio value rose 3.5% quarter-over-quarter to $791M.

Based on Caldwell Trust's 13F filing for Q3 2021, filed 2 Oct 2025.