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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+10.58%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$661M
AUM Growth
+$52.7M
Cap. Flow
-$4.87M
Cap. Flow %
-0.74%
Top 10 Hldgs %
30.8%
Holding
742
New
21
Increased
90
Reduced
175
Closed
27

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$7.53M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$1.14M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$622K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$319K
5
UL icon
Unilever
UL
+$284K

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.1M
2
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$2.21M
3
IBM icon
IBM
IBM
+$1.26M
4
XOM icon
ExxonMobil
XOM
+$912K
5
BF.A icon
Brown-Forman Class A
BF.A
+$503K

Sector Composition

Rank Sector Weight
1 Technology 15.3%
2 Financials 10.11%
3 Healthcare 9.52%
4 Consumer Discretionary 9.33%
5 Industrials 7.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NGL icon
701
NGL Energy Partners
NGL
$1.87B
$1.9K ﹤0.01%
790
– –
SPG icon
702
Simon Property Group
SPG
$76.8B
$1.88K ﹤0.01%
22
-181
-89% -$13.8K
WTRG icon
703
Essential Utilities
WTRG
$11.5B
$1.84K ﹤0.01%
39
– –
HE icon
704
Hawaiian Electric Industries
HE
$2.28B
$1.77K ﹤0.01%
50
– –
AAL icon
705
American Airlines Group
AAL
$10.2B
$1.58K ﹤0.01%
100
– –
BRW
706
Saba Capital Income & Opportunities Fund
BRW
$336M
$1.56K ﹤0.01%
175
– –
AAN
707
DELISTED
The Aaron's Company Inc
AAN
$1.42K ﹤0.01%
+75
New +$1.38K
ARQ icon
708
Arq
ARQ
$83.7M
$1.32K ﹤0.01%
240
– –
ACNT icon
709
Ascent Industries
ACNT
$140M
$1.17K ﹤0.01%
150
– –
JDD
710
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$1K ﹤0.01%
114
– –
AA icon
711
Alcoa
AA
$11.7B
$622 ﹤0.01%
27
– –
FMO
712
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
$576 ﹤0.01%
100
– –
CC icon
713
Chemours
CC
$2.57B
$124 ﹤0.01%
5
-10
-67% -$238
ASIX icon
714
AdvanSix
ASIX
$551M
$60 ﹤0.01%
3
– –
BMY.RT
715
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$23 ﹤0.01%
2,262
-32
-1% -$68
AIG icon
716
American International
AIG
$42.9B
– –
-275
Closed -$7.57K
BAC.PRL icon
717
Bank of America Series L
BAC.PRL
$3.98B
– –
-8
Closed -$11.9K
BGR icon
718
BlackRock Energy and Resources Trust
BGR
$406M
– –
-460
Closed -$2.75K
BKLN icon
719
Invesco Senior Loan ETF
BKLN
$6.97B
– –
-4,250
Closed -$92.4K
CNA icon
720
CNA Financial
CNA
$15B
– –
-24
Closed -$720
DEM icon
721
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.84B
– –
-258
Closed -$9.09K
DLTR icon
722
Dollar Tree
DLTR
$24.4B
– –
-109
Closed -$9.96K
F icon
723
Ford
F
$59.6B
– –
-1,024
Closed -$6.82K
HSBC icon
724
HSBC
HSBC
$356B
– –
-500
Closed -$9.79K
IGR
725
CBRE Global Real Estate Income Fund
IGR
$719M
– –
-1,700
Closed -$10.2K
26 27 28
29
30

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JAFL
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C
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CNC
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MTCM
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AIM
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FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return
EC
Estate Counselors Thiensville, Wisconsin $1.12B AUM 20.13% 1-Year Est. Return

Caldwell Trust's Q4 2020 Portfolio in Review

As of Q4 2020, Caldwell Trust held 742 positions worth $661M, up 8.7% from $608M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Caldwell Trust's Q4 2020 filing shows 21 new, 90 increased, 175 reduced and 27 closed positions. Its largest new stake was Teladoc Health: 1,025 shares worth $205K. The largest sale was iShares Floating Rate Bond ETF, an estimated $3.1M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

  • Caldwell Trust's largest Q4 2020 buy was Teladoc Health: 1,025 shares worth $205K.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q4 2020, an estimated $7.53M increase.
  • Caldwell Trust's biggest Q4 2020 reduction was iShares Floating Rate Bond ETF, cutting an estimated $3.1M.
  • Caldwell Trust fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $196K.
  • Caldwell Trust's ten largest holdings make up 31% of its $661M portfolio in Q4 2020.
  • Caldwell Trust opened 21 new positions and closed 27 in Q4 2020.
  • Caldwell Trust's portfolio value rose 8.7% quarter-over-quarter to $661M.

Based on Caldwell Trust's 13F filing for Q4 2020, filed 2 Oct 2025.