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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
-2.82%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$733M
AUM Growth
-$33.4M
Cap. Flow
-$6.48M
Cap. Flow %
-0.88%
Top 10 Hldgs %
28.53%
Holding
760
New
4
Increased
120
Reduced
218
Closed
55

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.48M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.13M
3
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$1.03M
4
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$637K
5
VTI icon
Vanguard Total Stock Market ETF
VTI
+$559K

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$1.74M
2
VZ icon
Verizon
VZ
+$1.49M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$852K
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$821K
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$663K

Sector Composition

Rank Sector Weight
1 Technology 18.34%
2 Financials 11.44%
3 Healthcare 10.61%
4 Consumer Discretionary 8.71%
5 Industrials 7.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CFG icon
676
Citizens Financial Group
CFG
$30.5B
$2.95K ﹤0.01%
110
– –
BHF icon
677
Brighthouse Financial
BHF
$3.65B
$2.89K ﹤0.01%
59
– –
DSU icon
678
BlackRock Debt Strategies Fund
DSU
$592M
$2.82K ﹤0.01%
275
– –
ARE icon
679
Alexandria Real Estate Equities
ARE
$9.35B
$2.8K ﹤0.01%
28
– –
VMO icon
680
Invesco Municipal Opportunity Trust
VMO
$654M
$2.8K ﹤0.01%
340
– –
RF icon
681
Regions Financial
RF
$26.5B
$2.63K ﹤0.01%
153
– –
DBRG icon
682
DigitalBridge
DBRG
$2.93B
$2.53K ﹤0.01%
144
– –
CHPT icon
683
ChargePoint
CHPT
$137M
$2.48K ﹤0.01%
25
– –
AA icon
684
Alcoa
AA
$11.7B
$2.47K ﹤0.01%
85
– –
MOO icon
685
VanEck Agribusiness ETF
MOO
$999M
$2.36K ﹤0.01%
30
– –
HP icon
686
Helmerich & Payne
HP
$3.29B
$1.98K ﹤0.01%
47
– –
OGN icon
687
Organon & Co
OGN
$3.56B
$1.68K ﹤0.01%
97
– –
ETG
688
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.75B
$1.61K ﹤0.01%
105
– –
SVC
689
Service Properties Trust
SVC
$1.1B
$1.54K ﹤0.01%
40
– –
TDOC icon
690
Teladoc Health
TDOC
$1.66B
$1.49K ﹤0.01%
80
– –
ALC icon
691
Alcon
ALC
$33.7B
$1.42K ﹤0.01%
20
– –
PJT icon
692
PJT Partners
PJT
$4.41B
$1.35K ﹤0.01%
17
– –
HAIN icon
693
Hain Celestial
HAIN
$45.7M
$1.34K ﹤0.01%
129
– –
WDS icon
694
Woodside Energy
WDS
$42.2B
$1.26K ﹤0.01%
54
-72
-57% -$1.75K
EXPE icon
695
Expedia Group
EXPE
$35.2B
$1.24K ﹤0.01%
12
+5
+71% +$552
ARKF icon
696
ARK Blockchain & Fintech Innovation ETF
ARKF
$743M
$1.2K ﹤0.01%
62
– –
SLVM icon
697
Sylvamo
SLVM
$1.55B
$923 ﹤0.01%
21
– –
NMAI icon
698
Nuveen Multi-Asset Income Fund
NMAI
$462M
$734 ﹤0.01%
66
– –
BZFD icon
699
BuzzFeed
BZFD
$102M
$585 ﹤0.01%
383
– –
IMAX icon
700
IMAX
IMAX
$2.57B
$483 ﹤0.01%
25
– –
26 27
28
29 30

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SL
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JAFL
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C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
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MTCM
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AIM
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FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return
EC
Estate Counselors Thiensville, Wisconsin $1.12B AUM 20.13% 1-Year Est. Return

Caldwell Trust's Q3 2023 Portfolio in Review

As of Q3 2023, Caldwell Trust held 760 positions worth $733M, down 4.4% from $766M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Caldwell Trust's Q3 2023 filing shows 4 new, 120 increased, 218 reduced and 55 closed positions. Its largest new stake was iShares US Oil & Gas Exploration & Production ETF: 200 shares worth $19.5K. The largest sale was iShares 1-5 Year Investment Grade Corporate Bond ETF, an estimated $1.74M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

  • Caldwell Trust's largest Q3 2023 buy was iShares US Oil & Gas Exploration & Production ETF: 200 shares worth $19.5K.
  • Caldwell Trust added most to State Street SPDR S&P 500 ETF Trust in Q3 2023, an estimated $1.48M increase.
  • Caldwell Trust's biggest Q3 2023 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $1.74M.
  • Caldwell Trust fully exited State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2023, selling an estimated $450K.
  • Caldwell Trust's ten largest holdings make up 29% of its $733M portfolio in Q3 2023.
  • Caldwell Trust opened 4 new positions and closed 55 in Q3 2023.
  • Caldwell Trust's portfolio value fell 4.4% quarter-over-quarter to $733M.

Based on Caldwell Trust's 13F filing for Q3 2023, filed 1 Oct 2025.