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Caldwell Trust Portfolio holdings

AUM $1.24B
1-Year Est. Return 28.29%
This Fund
S&P 500
This Quarter Est. Return
+10.58%
1 Year Est. Return
+28.29%
3 Year Est. Return
+86.97%
5 Year Est. Return
+109.98%
10 Year Est. Return
–
AUM
$661M
AUM Growth
+$52.7M
Cap. Flow
-$4.87M
Cap. Flow %
-0.74%
Top 10 Hldgs %
30.8%
Holding
742
New
21
Increased
90
Reduced
175
Closed
27

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$7.53M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$1.14M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$622K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$319K
5
UL icon
Unilever
UL
+$284K

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.1M
2
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$2.21M
3
IBM icon
IBM
IBM
+$1.26M
4
XOM icon
ExxonMobil
XOM
+$912K
5
BF.A icon
Brown-Forman Class A
BF.A
+$503K

Sector Composition

Rank Sector Weight
1 Miscellaneous 27.72%
2 Technology 15.34%
3 Financials 10.11%
4 Healthcare 9.53%
5 Consumer Discretionary 9.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNX icon
676
TD Synnex
SNX
$21.1B
$4.56K ﹤0.01%
56
-56
-50% -$4.28K
ILCV icon
677
iShares Morningstar Value ETF
ILCV
$1.34B
$4.49K ﹤0.01%
80
– –
RLI icon
678
RLI Corp
RLI
$5.55B
$4.48K ﹤0.01%
86
– –
SCCO icon
679
Southern Copper
SCCO
$166B
$4.43K ﹤0.01%
74
– –
VMO icon
680
Invesco Municipal Opportunity Trust
VMO
$625M
$4.36K ﹤0.01%
340
– –
ET icon
681
Energy Transfer Partners
ET
$72.5B
$4.29K ﹤0.01%
695
– –
VYX icon
682
NCR Voyix
VYX
$958M
$4.28K ﹤0.01%
186
– –
VT icon
683
Vanguard Total World Stock ETF
VT
$81.2B
$4.26K ﹤0.01%
46
– –
GNRC icon
684
Generac Holdings
GNRC
$12.2B
$4.09K ﹤0.01%
+18
New +$3.87K
OTEX icon
685
Open Text
OTEX
$5.69B
$4K ﹤0.01%
88
– –
DAL icon
686
Delta Air Lines
DAL
$52.2B
$3.62K ﹤0.01%
90
– –
CEM
687
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$3.36K ﹤0.01%
200
– –
VAR
688
DELISTED
Varian Medical Systems, Inc.
VAR
$3.33K ﹤0.01%
19
– –
THG icon
689
Hanover Insurance
THG
$7.98B
$3.27K ﹤0.01%
28
– –
INGN icon
690
Inogen
INGN
$136M
$2.95K ﹤0.01%
66
– –
PARA
691
DELISTED
Paramount Global Class B
PARA
$2.94K ﹤0.01%
79
– –
DSU icon
692
BlackRock Debt Strategies Fund
DSU
$590M
$2.87K ﹤0.01%
275
– –
FMS icon
693
Fresenius Medical Care
FMS
$11.7B
$2.74K ﹤0.01%
66
– –
ALK icon
694
Alaska Air
ALK
$4.47B
$2.6K ﹤0.01%
50
– –
TDC icon
695
Teradata
TDC
$2.72B
$2.56K ﹤0.01%
114
– –
WAB icon
696
Wabtec
WAB
$47.1B
$2.49K ﹤0.01%
34
– –
AZN icon
697
AstraZeneca
AZN
$258B
$2.35K ﹤0.01%
24
– –
OXY.WS icon
698
Occidental Petroleum Corp Warrants
OXY.WS
$35.1B
$2.23K ﹤0.01%
327
– –
DXC icon
699
DXC Technology
DXC
$1.83B
$2.03K ﹤0.01%
79
– –
ETG
700
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.74B
$1.92K ﹤0.01%
105
– –
26 27
28
29 30

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USAA
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Caldwell Trust's Q4 2020 Portfolio in Review

As of Q4 2020, Caldwell Trust held 742 positions worth $661M, up 8.7% from $608M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Caldwell Trust's Q4 2020 filing shows 21 new, 90 increased, 175 reduced and 27 closed positions. Its largest new stake was Teladoc Health: 1,025 shares worth $205K. The largest sale was iShares Floating Rate Bond ETF, an estimated $3.1M.

By sector, the portfolio is most concentrated in Miscellaneous at 28% of assets, up from 27% a quarter earlier, followed by Technology and Financials.

  • Caldwell Trust's largest Q4 2020 buy was Teladoc Health: 1,025 shares worth $205K.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q4 2020, an estimated $7.53M increase.
  • Caldwell Trust's biggest Q4 2020 reduction was iShares Floating Rate Bond ETF, cutting an estimated $3.1M.
  • Caldwell Trust fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $196K.
  • Caldwell Trust's ten largest holdings make up 31% of its $661M portfolio in Q4 2020.
  • Caldwell Trust opened 21 new positions and closed 27 in Q4 2020.
  • Caldwell Trust's portfolio value rose 8.7% quarter-over-quarter to $661M.

Based on Caldwell Trust's 13F filing for Q4 2020, filed 2 Oct 2025.