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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+5.75%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$721M
AUM Growth
+$13.6M
Cap. Flow
-$12.5M
Cap. Flow %
-1.74%
Top 10 Hldgs %
27.07%
Holding
753
New
27
Increased
117
Reduced
189
Closed
25

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.66M
2
XLC icon
State Street Communication Services Select Sector SPDR ETF
XLC
+$627K
3
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$584K
4
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$577K
5
GLDM icon
SPDR Gold MiniShares Trust
GLDM
+$547K

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$3.01M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$1.61M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.46M
4
MSFT icon
Microsoft
MSFT
+$1.22M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$1.17M

Sector Composition

Rank Sector Weight
1 Technology 16.72%
2 Financials 10.91%
3 Healthcare 10.4%
4 Consumer Discretionary 8.57%
5 Consumer Staples 7.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UBER icon
651
Uber
UBER
$144B
$6.34K ﹤0.01%
200
– –
ARKK icon
652
ARK Innovation ETF
ARKK
$5.74B
$6.33K ﹤0.01%
157
– –
TDY icon
653
Teledyne Technologies
TDY
$30.1B
$6.26K ﹤0.01%
14
-16
-53% -$6.78K
AWP
654
abrdn Global Premier Properties Fund
AWP
$379M
$5.98K ﹤0.01%
484
– –
EBAY icon
655
eBay
EBAY
$52.1B
$5.95K ﹤0.01%
134
– –
VTRS icon
656
Viatris
VTRS
$20.8B
$5.85K ﹤0.01%
608
+10
+2% +$111
BABA icon
657
Alibaba
BABA
$276B
$5.72K ﹤0.01%
+56
New +$5.61K
IGLB icon
658
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.65B
$5.61K ﹤0.01%
107
– –
SNX icon
659
TD Synnex
SNX
$19.8B
$5.42K ﹤0.01%
56
– –
VOD icon
660
Vodafone
VOD
$37.7B
$5.13K ﹤0.01%
465
– –
ILCV icon
661
iShares Morningstar Value ETF
ILCV
$1.32B
$5.11K ﹤0.01%
80
– –
RMD icon
662
ResMed
RMD
$30.3B
$4.82K ﹤0.01%
22
– –
TAP icon
663
Molson Coors Class B
TAP
$7.97B
$4.81K ﹤0.01%
93
– –
XYZ
664
Block Inc
XYZ
$49.5B
$4.74K ﹤0.01%
69
– –
NBB icon
665
Nuveen Taxable Municipal Income Fund
NBB
$449M
$4.71K ﹤0.01%
292
– –
EMBC icon
666
Embecta
EMBC
$213M
$4.7K ﹤0.01%
167
-243
-59% -$6.89K
BAC.PRL icon
667
Bank of America Series L
BAC.PRL
$3.98B
$4.64K ﹤0.01%
4
-4
-50% -$4.8K
HIW icon
668
Highwoods Properties
HIW
$3.71B
$4.64K ﹤0.01%
200
– –
TDC icon
669
Teradata
TDC
$2.75B
$4.63K ﹤0.01%
115
– –
AVAV icon
670
AeroVironment
AVAV
$7.91B
$4.58K ﹤0.01%
50
– –
CRSP icon
671
CRISPR Therapeutics
CRSP
$4.68B
$4.52K ﹤0.01%
100
– –
KTF
672
DWS Municipal Income Trust
KTF
$346M
$4.45K ﹤0.01%
500
– –
JPC icon
673
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
$4.4K ﹤0.01%
669
– –
QUAD icon
674
Quad
QUAD
$434M
$4.29K ﹤0.01%
1,000
– –
VT icon
675
Vanguard Total World Stock ETF
VT
$76.3B
$4.05K ﹤0.01%
44
– –
25 26
27
28 29

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JAFL
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C
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CNC
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MTCM
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AIM
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FLAM
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EC
Estate Counselors Thiensville, Wisconsin $1.12B AUM 20.13% 1-Year Est. Return

Caldwell Trust's Q1 2023 Portfolio in Review

As of Q1 2023, Caldwell Trust held 753 positions worth $721M, up 1.9% from $707M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Caldwell Trust's Q1 2023 filing shows 27 new, 117 increased, 189 reduced and 25 closed positions. Its largest new stake was Vanguard Intermediate-Term Bond ETF: 4,920 shares worth $378K. The largest sale was iShares 1-5 Year Investment Grade Corporate Bond ETF, an estimated $3.01M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

  • Caldwell Trust's largest Q1 2023 buy was Vanguard Intermediate-Term Bond ETF: 4,920 shares worth $378K.
  • Caldwell Trust added most to iShares Core S&P 500 ETF in Q1 2023, an estimated $1.66M increase.
  • Caldwell Trust's biggest Q1 2023 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $3.01M.
  • Caldwell Trust fully exited State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q1 2023, selling an estimated $1.61M.
  • Caldwell Trust's ten largest holdings make up 27% of its $721M portfolio in Q1 2023.
  • Caldwell Trust opened 27 new positions and closed 25 in Q1 2023.
  • Caldwell Trust's portfolio value rose 1.9% quarter-over-quarter to $721M.

Based on Caldwell Trust's 13F filing for Q1 2023, filed 1 Oct 2025.