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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+10.05%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$707M
AUM Growth
+$33.8M
Cap. Flow
-$23.4M
Cap. Flow %
-3.31%
Top 10 Hldgs %
26.07%
Holding
752
New
31
Increased
116
Reduced
195
Closed
26

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$734K
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$600K
3
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$561K
4
XOM icon
ExxonMobil
XOM
+$401K
5
MSFT icon
Microsoft
MSFT
+$336K

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.42M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$2.6M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.41M
4
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$2.36M
5
AAPL icon
Apple
AAPL
+$946K

Sector Composition

Rank Sector Weight
1 Technology 14.02%
2 Healthcare 11.45%
3 Financials 11.43%
4 Consumer Discretionary 8.5%
5 Industrials 8.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZION icon
651
Zions Bancorporation
ZION
$10.1B
$5.55K ﹤0.01%
113
– –
IAA
652
DELISTED
IAA, Inc. Common Stock
IAA
$5.36K ﹤0.01%
134
– –
IGLB icon
653
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.64B
$5.33K ﹤0.01%
107
– –
STOR
654
DELISTED
STORE Capital Corporation
STOR
$5.32K ﹤0.01%
166
– –
SNX icon
655
TD Synnex
SNX
$19B
$5.3K ﹤0.01%
56
– –
OGN icon
656
Organon & Co
OGN
$3.56B
$5.11K ﹤0.01%
183
-19
-9% -$486
ILCV icon
657
iShares Morningstar Value ETF
ILCV
$1.32B
$5.06K ﹤0.01%
80
– –
UBER icon
658
Uber
UBER
$140B
$4.95K ﹤0.01%
200
– –
ARKK icon
659
ARK Innovation ETF
ARKK
$5.57B
$4.91K ﹤0.01%
157
– –
JPC icon
660
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$4.87K ﹤0.01%
669
– –
TAP icon
661
Molson Coors Class B
TAP
$8.05B
$4.79K ﹤0.01%
+93
New +$4.77K
VOD icon
662
Vodafone
VOD
$37.6B
$4.71K ﹤0.01%
465
– –
NBB icon
663
Nuveen Taxable Municipal Income Fund
NBB
$444M
$4.66K ﹤0.01%
292
– –
RMD icon
664
ResMed
RMD
$30.2B
$4.58K ﹤0.01%
22
-500
-96% -$110K
XYZ
665
Block Inc
XYZ
$48.1B
$4.34K ﹤0.01%
69
– –
CFG icon
666
Citizens Financial Group
CFG
$30.2B
$4.33K ﹤0.01%
110
– –
KTF
667
DWS Municipal Income Trust
KTF
$347M
$4.3K ﹤0.01%
500
– –
AVAV icon
668
AeroVironment
AVAV
$7.55B
$4.28K ﹤0.01%
50
– –
AIG icon
669
American International
AIG
$42.9B
$4.17K ﹤0.01%
66
– –
QUAD icon
670
Quad
QUAD
$436M
$4.08K ﹤0.01%
1,000
– –
CRSP icon
671
CRISPR Therapeutics
CRSP
$4.54B
$4.07K ﹤0.01%
100
– –
TRP icon
672
TC Energy
TRP
$71.4B
$3.99K ﹤0.01%
100
– –
TDC icon
673
Teradata
TDC
$2.77B
$3.87K ﹤0.01%
115
– –
AA icon
674
Alcoa
AA
$11.6B
$3.87K ﹤0.01%
85
– –
VT icon
675
Vanguard Total World Stock ETF
VT
$75.9B
$3.79K ﹤0.01%
44
– –
25 26
27
28 29

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SL
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JAFL
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C
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CNC
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MTCM
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AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return

Caldwell Trust's Q4 2022 Portfolio in Review

As of Q4 2022, Caldwell Trust held 752 positions worth $707M, up 5% from $673M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Caldwell Trust withdrew a net $23.4M in Q4 2022, closing 26 positions and reducing 195 holdings. Its most notable exit was Ionis Pharmaceuticals, an estimated $177K position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Caldwell Trust opened a new position in EQT Corp worth $59.2K.

  • Caldwell Trust's largest Q4 2022 buy was EQT Corp: 1,750 shares worth $59.2K.
  • Caldwell Trust added most to iShares 3-7 Year Treasury Bond ETF in Q4 2022, an estimated $734K increase.
  • Caldwell Trust's biggest Q4 2022 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $5.42M.
  • Caldwell Trust fully exited Ionis Pharmaceuticals in Q4 2022, selling an estimated $177K.
  • Caldwell Trust's ten largest holdings make up 26% of its $707M portfolio in Q4 2022.
  • Caldwell Trust opened 31 new positions and closed 26 in Q4 2022.
  • Caldwell Trust's portfolio value rose 5% quarter-over-quarter to $707M.

Based on Caldwell Trust's 13F filing for Q4 2022, filed 1 Oct 2025.