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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+10.51%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$870M
AUM Growth
+$78.4M
Cap. Flow
+$3.96M
Cap. Flow %
0.46%
Top 10 Hldgs %
32.07%
Holding
760
New
28
Increased
152
Reduced
150
Closed
17

Top Buys

Rank Stock Value
1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$3.54M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$1.75M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$1.45M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.15M
5
UPRO icon
ProShares UltraPro S&P 500
UPRO
+$505K

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.2M
2
T icon
AT&T
T
+$1.19M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$840K
4
IBM icon
IBM
IBM
+$548K
5
AAPL icon
Apple
AAPL
+$539K

Sector Composition

Rank Sector Weight
1 Technology 16.88%
2 Financials 9.84%
3 Consumer Discretionary 9.28%
4 Healthcare 9.16%
5 Industrials 6.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLB icon
651
SLB Ltd
SLB
$74.1B
$7.7K ﹤0.01%
257
-295
-53% -$9.29K
CRSP icon
652
CRISPR Therapeutics
CRSP
$4.68B
$7.58K ﹤0.01%
100
– –
NMZ icon
653
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.2B
$7.56K ﹤0.01%
500
– –
IGLB icon
654
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.65B
$7.44K ﹤0.01%
107
-107
-50% -$7.48K
VIOV icon
655
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.87B
$7.22K ﹤0.01%
80
– –
CTXS
656
DELISTED
Citrix Systems Inc
CTXS
$7.09K ﹤0.01%
75
-7
-9% -$639
SAP icon
657
SAP
SAP
$209B
$7.01K ﹤0.01%
50
-375
-88% -$52.4K
PRG icon
658
PROG Holdings
PRG
$1.81B
$6.77K ﹤0.01%
150
– –
NBB icon
659
Nuveen Taxable Municipal Income Fund
NBB
$450M
$6.63K ﹤0.01%
292
– –
NET icon
660
Cloudflare
NET
$93.7B
$6.58K ﹤0.01%
+50
New +$8.38K
CRWD icon
661
CrowdStrike
CRWD
$185B
$6.55K ﹤0.01%
128
– –
JPC icon
662
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$6.53K ﹤0.01%
669
– –
WAB icon
663
Wabtec
WAB
$51.6B
$6.45K ﹤0.01%
70
– –
GDX icon
664
VanEck Gold Miners ETF
GDX
$22.7B
$6.41K ﹤0.01%
200
– –
SNX icon
665
TD Synnex
SNX
$19.8B
$6.4K ﹤0.01%
56
– –
F icon
666
Ford
F
$59.6B
$6.23K ﹤0.01%
300
– –
GDDY icon
667
GoDaddy
GDDY
$13.6B
$5.94K ﹤0.01%
70
– –
KTF
668
DWS Municipal Income Trust
KTF
$345M
$5.91K ﹤0.01%
500
– –
ARKQ icon
669
ARK Autonomous Technology & Robotics ETF
ARKQ
$1.87B
$5.78K ﹤0.01%
75
– –
ET icon
670
Energy Transfer Partners
ET
$69.5B
$5.72K ﹤0.01%
695
– –
ORLY icon
671
O'Reilly Automotive
ORLY
$75.5B
$5.65K ﹤0.01%
+120
New +$5.19K
ILCV icon
672
iShares Morningstar Value ETF
ILCV
$1.32B
$5.57K ﹤0.01%
80
– –
PZA icon
673
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.24B
$5.48K ﹤0.01%
+202
New +$5.45K
MLN icon
674
VanEck Long Muni ETF
MLN
$682M
$5.41K ﹤0.01%
+250
New +$5.39K
CEM
675
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$5.38K ﹤0.01%
200
– –
25 26
27
28 29

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JAFL
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C
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CNC
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MTCM
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AIM
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FLAM
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EC
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Caldwell Trust's Q4 2021 Portfolio in Review

As of Q4 2021, Caldwell Trust held 760 positions worth $870M, up 9.9% from $791M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Caldwell Trust's Q4 2021 filing shows 28 new, 152 increased, 150 reduced and 17 closed positions. Its largest new stake was ProShares UltraPro S&P 500: 7,300 shares worth $557K. The largest sale was iShares Floating Rate Bond ETF, an estimated $3.2M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Caldwell Trust's largest Q4 2021 buy was ProShares UltraPro S&P 500: 7,300 shares worth $557K.
  • Caldwell Trust added most to Vanguard Short-Term Inflation-Protected Securities Index Fund in Q4 2021, an estimated $3.54M increase.
  • Caldwell Trust's biggest Q4 2021 reduction was iShares Floating Rate Bond ETF, cutting an estimated $3.2M.
  • Caldwell Trust fully exited Cousins Properties in Q4 2021, selling an estimated $46.3K.
  • Caldwell Trust's ten largest holdings make up 32% of its $870M portfolio in Q4 2021.
  • Caldwell Trust opened 28 new positions and closed 17 in Q4 2021.
  • Caldwell Trust's portfolio value rose 9.9% quarter-over-quarter to $870M.

Based on Caldwell Trust's 13F filing for Q4 2021, filed 2 Oct 2025.