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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
-0.09%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$791M
AUM Growth
+$27.1M
Cap. Flow
+$31.2M
Cap. Flow %
3.95%
Top 10 Hldgs %
31.41%
Holding
758
New
21
Increased
178
Reduced
134
Closed
26

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$4.74M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$2.57M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.1M
4
HD icon
Home Depot
HD
+$1.63M
5
NVDA icon
NVIDIA
NVDA
+$1.03M

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.4M
2
NEE icon
NextEra Energy
NEE
+$716K
3
GLD icon
SPDR Gold Trust
GLD
+$578K
4
RTX icon
RTX Corp
RTX
+$393K
5
T icon
AT&T
T
+$275K

Sector Composition

Rank Sector Weight
1 Technology 15.6%
2 Financials 10.41%
3 Consumer Discretionary 9.04%
4 Healthcare 8.86%
5 Industrials 7.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NMZ icon
651
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.2B
$7.38K ﹤0.01%
500
– –
VTA
652
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$6.99K ﹤0.01%
597
– –
VIOV icon
653
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.87B
$6.96K ﹤0.01%
80
– –
TEL icon
654
TE Connectivity
TEL
$61.5B
$6.86K ﹤0.01%
50
– –
NBB icon
655
Nuveen Taxable Municipal Income Fund
NBB
$449M
$6.69K ﹤0.01%
292
– –
ET icon
656
Energy Transfer Partners
ET
$68.9B
$6.66K ﹤0.01%
695
– –
JPC icon
657
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
$6.62K ﹤0.01%
669
– –
PRG icon
658
PROG Holdings
PRG
$1.8B
$6.3K ﹤0.01%
150
– –
WAB icon
659
Wabtec
WAB
$51.3B
$6.04K ﹤0.01%
70
+36
+106% +$3.1K
CGC
660
Canopy Growth
CGC
$382M
$5.96K ﹤0.01%
43
– –
KTF
661
DWS Municipal Income Trust
KTF
$344M
$5.95K ﹤0.01%
500
– –
GDX icon
662
VanEck Gold Miners ETF
GDX
$22.7B
$5.89K ﹤0.01%
200
– –
ARKQ icon
663
ARK Autonomous Technology & Robotics ETF
ARKQ
$1.87B
$5.85K ﹤0.01%
75
– –
ZBH icon
664
Zimmer Biomet
ZBH
$18.5B
$5.85K ﹤0.01%
41
– –
SNX icon
665
TD Synnex
SNX
$19.5B
$5.83K ﹤0.01%
56
– –
FSLR icon
666
First Solar
FSLR
$21.7B
$5.82K ﹤0.01%
61
– –
CEM
667
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$5.43K ﹤0.01%
200
– –
HOLX
668
DELISTED
Hologic
HOLX
$5.24K ﹤0.01%
71
– –
CFG icon
669
Citizens Financial Group
CFG
$30.5B
$5.17K ﹤0.01%
110
– –
ILCV icon
670
iShares Morningstar Value ETF
ILCV
$1.32B
$5.09K ﹤0.01%
80
– –
WBD icon
671
Warner Bros
WBD
$64.1B
$5.08K ﹤0.01%
200
– –
HCSG icon
672
Healthcare Services Group
HCSG
$1.57B
$5K ﹤0.01%
200
– –
ZM icon
673
Zoom
ZM
$26.9B
$4.97K ﹤0.01%
19
+2
+12% +$674
GDDY icon
674
GoDaddy
GDDY
$13.4B
$4.88K ﹤0.01%
+70
New +$5.42K
ZG icon
675
Zillow
ZG
$7.67B
$4.87K ﹤0.01%
+55
New +$5.61K
25 26
27
28 29

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JAFL
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C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
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MTCM
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AIM
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FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return
EC
Estate Counselors Thiensville, Wisconsin $1.12B AUM 20.13% 1-Year Est. Return

Caldwell Trust's Q3 2021 Portfolio in Review

As of Q3 2021, Caldwell Trust held 758 positions worth $791M, up 3.5% from $764M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Caldwell Trust deployed $31.2M of net new capital in Q3 2021, opening 21 new positions and adding to 178 existing holdings. Its largest new stake was Ventas: 2,120 shares worth $117K.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Floating Rate Bond ETF, an estimated $1.4M trimmed.

  • Caldwell Trust's largest Q3 2021 buy was Ventas: 2,120 shares worth $117K.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2021, an estimated $4.74M increase.
  • Caldwell Trust's biggest Q3 2021 reduction was iShares Floating Rate Bond ETF, cutting an estimated $1.4M.
  • Caldwell Trust fully exited iShares US Energy ETF in Q3 2021, selling an estimated $214K.
  • Caldwell Trust's ten largest holdings make up 31% of its $791M portfolio in Q3 2021.
  • Caldwell Trust opened 21 new positions and closed 26 in Q3 2021.
  • Caldwell Trust's portfolio value rose 3.5% quarter-over-quarter to $791M.

Based on Caldwell Trust's 13F filing for Q3 2021, filed 2 Oct 2025.