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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+6.08%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$764M
AUM Growth
+$47M
Cap. Flow
+$7.53M
Cap. Flow %
0.98%
Top 10 Hldgs %
30.59%
Holding
760
New
50
Increased
150
Reduced
148
Closed
23

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.37M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$2.01M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.98M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.49M
5
AMT icon
American Tower
AMT
+$667K

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.98M
2
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$993K
3
AAPL icon
Apple
AAPL
+$906K
4
MA icon
Mastercard
MA
+$721K
5
AMZN icon
Amazon
AMZN
+$688K

Sector Composition

Rank Sector Weight
1 Technology 15.12%
2 Financials 10.37%
3 Consumer Discretionary 9.08%
4 Healthcare 9.03%
5 Industrials 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FVD icon
651
First Trust Value Line Dividend Fund
FVD
$8.48B
$7.95K ﹤0.01%
200
– –
YUMC icon
652
Yum China
YUMC
$15.7B
$7.95K ﹤0.01%
120
– –
NMZ icon
653
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.19B
$7.7K ﹤0.01%
500
-3,000
-86% -$44.8K
CRWD icon
654
CrowdStrike
CRWD
$182B
$7.54K ﹤0.01%
120
– –
ET icon
655
Energy Transfer Partners
ET
$68.8B
$7.39K ﹤0.01%
695
– –
VIOV icon
656
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.86B
$7.29K ﹤0.01%
80
– –
PRG icon
657
PROG Holdings
PRG
$1.76B
$7.22K ﹤0.01%
150
– –
VTA
658
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$7.08K ﹤0.01%
597
– –
NBB icon
659
Nuveen Taxable Municipal Income Fund
NBB
$444M
$6.83K ﹤0.01%
292
– –
SNX icon
660
TD Synnex
SNX
$19B
$6.82K ﹤0.01%
56
– –
GDX icon
661
VanEck Gold Miners ETF
GDX
$22.5B
$6.8K ﹤0.01%
200
– –
TEL icon
662
TE Connectivity
TEL
$59.6B
$6.76K ﹤0.01%
+50
New +$6.7K
JPC icon
663
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
$6.68K ﹤0.01%
669
– –
ZM icon
664
Zoom
ZM
$26.5B
$6.58K ﹤0.01%
17
+5
+42% +$1.67K
CVM icon
665
CEL-SCI Corp
CVM
$21.3M
$6.51K ﹤0.01%
25
– –
ARKQ icon
666
ARK Autonomous Technology & Robotics ETF
ARKQ
$1.83B
$6.47K ﹤0.01%
75
– –
ZBH icon
667
Zimmer Biomet
ZBH
$18.7B
$6.43K ﹤0.01%
41
-24
-37% -$3.89K
CWST icon
668
Casella Waste Systems
CWST
$5.78B
$6.34K ﹤0.01%
100
– –
HCSG icon
669
Healthcare Services Group
HCSG
$1.59B
$6.31K ﹤0.01%
200
– –
QUAD icon
670
Quad
QUAD
$437M
$6.22K ﹤0.01%
1,500
– –
SCHB icon
671
Schwab US Broad Market ETF
SCHB
$42.7B
$6.15K ﹤0.01%
+354
New +$5.99K
WBD icon
672
Warner Bros
WBD
$63.8B
$6.14K ﹤0.01%
200
– –
KTF
673
DWS Municipal Income Trust
KTF
$348M
$6.12K ﹤0.01%
500
– –
CCI icon
674
Crown Castle
CCI
$33.7B
$5.85K ﹤0.01%
30
– –
CEM
675
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$5.85K ﹤0.01%
200
– –
25 26
27
28 29

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JAFL
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CNC
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MTCM
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AIM
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FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return

Caldwell Trust's Q2 2021 Portfolio in Review

As of Q2 2021, Caldwell Trust held 760 positions worth $764M, up 6.6% from $717M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Caldwell Trust's Q2 2021 filing shows 50 new, 150 increased, 148 reduced and 23 closed positions. Its largest new stake was iShares US Energy ETF: 7,350 shares worth $214K. The largest sale was iShares Floating Rate Bond ETF, an estimated $1.98M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Caldwell Trust's largest Q2 2021 buy was iShares US Energy ETF: 7,350 shares worth $214K.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q2 2021, an estimated $5.37M increase.
  • Caldwell Trust's biggest Q2 2021 reduction was iShares Floating Rate Bond ETF, cutting an estimated $1.98M.
  • Caldwell Trust fully exited Blackrock Muni Enhanced Fund, Inc. in Q2 2021, selling an estimated $498K.
  • Caldwell Trust's ten largest holdings make up 31% of its $764M portfolio in Q2 2021.
  • Caldwell Trust opened 50 new positions and closed 23 in Q2 2021.
  • Caldwell Trust's portfolio value rose 6.6% quarter-over-quarter to $764M.

Based on Caldwell Trust's 13F filing for Q2 2021, filed 2 Oct 2025.