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Caldwell Trust Portfolio holdings

AUM $1.24B
1-Year Est. Return 28.29%
This Fund
S&P 500
This Quarter Est. Return
+5.67%
1 Year Est. Return
+28.29%
3 Year Est. Return
+86.97%
5 Year Est. Return
+109.98%
10 Year Est. Return
–
AUM
$717M
AUM Growth
+$56.1M
Cap. Flow
+$23.2M
Cap. Flow %
3.23%
Top 10 Hldgs %
29.95%
Holding
735
New
20
Increased
166
Reduced
128
Closed
25

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$6.01M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.38M
3
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$3.16M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$989K
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$905K

Top Sells

Rank Stock Value
1
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$2.61M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.09M
3
NIC icon
Nicolet Bankshares
NIC
+$1.21M
4
GLD icon
SPDR Gold Trust
GLD
+$801K
5
AAPL icon
Apple
AAPL
+$456K

Sector Composition

Rank Sector Weight
1 Miscellaneous 28.5%
2 Technology 14.63%
3 Financials 10.39%
4 Healthcare 9.27%
5 Consumer Discretionary 9.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIOV icon
651
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.82B
$6.96K ﹤0.01%
+80
New +$6.54K
IART icon
652
Integra LifeSciences
IART
$1.17B
$6.91K ﹤0.01%
+100
New +$6.78K
VTA
653
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$6.79K ﹤0.01%
597
– –
NBB icon
654
Nuveen Taxable Municipal Income Fund
NBB
$436M
$6.6K ﹤0.01%
292
– –
GDX icon
655
VanEck Gold Miners ETF
GDX
$28.8B
$6.5K ﹤0.01%
200
– –
PRG icon
656
PROG Holdings
PRG
$1.42B
$6.49K ﹤0.01%
150
– –
HAL icon
657
Halliburton
HAL
$28.4B
$6.44K ﹤0.01%
300
– –
SNX icon
658
TD Synnex
SNX
$21.1B
$6.43K ﹤0.01%
56
– –
CWST icon
659
Casella Waste Systems
CWST
$5.65B
$6.36K ﹤0.01%
100
– –
JPC icon
660
Nuveen Preferred & Income Opportunities Fund
JPC
$2.68B
$6.35K ﹤0.01%
669
– –
ARKQ icon
661
ARK Autonomous Technology & Robotics ETF
ARKQ
$1.91B
$6.3K ﹤0.01%
75
– –
KTF
662
DWS Municipal Income Trust
KTF
$328M
$5.83K ﹤0.01%
500
– –
HCSG icon
663
Healthcare Services Group
HCSG
$1.47B
$5.61K ﹤0.01%
200
– –
STOR
664
DELISTED
STORE Capital Corporation
STOR
$5.56K ﹤0.01%
166
– –
CRWD icon
665
CrowdStrike
CRWD
$252B
$5.47K ﹤0.01%
120
– –
ET icon
666
Energy Transfer Partners
ET
$72.5B
$5.34K ﹤0.01%
695
– –
FSLR icon
667
First Solar
FSLR
$21.6B
$5.33K ﹤0.01%
61
– –
DBEF icon
668
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.3B
$5.3K ﹤0.01%
146
– –
QUAD icon
669
Quad
QUAD
$494M
$5.29K ﹤0.01%
1,500
– –
CCI icon
670
Crown Castle
CCI
$31.4B
$5.16K ﹤0.01%
30
– –
ICLR icon
671
Icon
ICLR
$13.1B
$5.11K ﹤0.01%
26
– –
ILCV icon
672
iShares Morningstar Value ETF
ILCV
$1.34B
$4.91K ﹤0.01%
80
– –
PRMW
673
DELISTED
Primo Water Corporation
PRMW
$4.88K ﹤0.01%
300
– –
CEM
674
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$4.67K ﹤0.01%
200
– –
SCCO icon
675
Southern Copper
SCCO
$166B
$4.62K ﹤0.01%
74
– –
25 26
27
28 29

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Caldwell Trust's Q1 2021 Portfolio in Review

As of Q1 2021, Caldwell Trust held 735 positions worth $717M, up 8.5% from $661M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Caldwell Trust deployed $23.2M of net new capital in Q1 2021, opening 20 new positions and adding to 166 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 500 Value ETF: 9,375 shares worth $355K.

By sector, the portfolio is most concentrated in Miscellaneous at 28% of assets, up from 28% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, an estimated $2.61M trimmed.

  • Caldwell Trust's largest Q1 2021 buy was State Street SPDR Portfolio S&P 500 Value ETF: 9,375 shares worth $355K.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2021, an estimated $6.01M increase.
  • Caldwell Trust's biggest Q1 2021 reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, cutting an estimated $2.61M.
  • Caldwell Trust fully exited iShares Evolved U.S. Consumer Staples ETF in Q1 2021, selling an estimated $146K.
  • Caldwell Trust's ten largest holdings make up 30% of its $717M portfolio in Q1 2021.
  • Caldwell Trust opened 20 new positions and closed 25 in Q1 2021.
  • Caldwell Trust's portfolio value rose 8.5% quarter-over-quarter to $717M.

Based on Caldwell Trust's 13F filing for Q1 2021, filed 2 Oct 2025.