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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+10.54%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$792M
AUM Growth
+$59M
Cap. Flow
-$12M
Cap. Flow %
-1.51%
Top 10 Hldgs %
29.27%
Holding
735
New
30
Increased
112
Reduced
237
Closed
32

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$588K
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$586K
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$416K
4
SHEL icon
Shell
SHEL
+$368K
5
EA icon
Electronic Arts
EA
+$367K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.64M
2
HD icon
Home Depot
HD
+$932K
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$804K
4
PEP icon
PepsiCo
PEP
+$632K
5
CVX icon
Chevron
CVX
+$564K

Sector Composition

Rank Sector Weight
1 Technology 19.25%
2 Financials 11.63%
3 Healthcare 10.06%
4 Consumer Discretionary 8.96%
5 Industrials 7.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XOP icon
601
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.42B
$11.2K ﹤0.01%
82
– –
B
602
Barrick Mining
B
$61.5B
$10.9K ﹤0.01%
+600
New +$9.85K
CE icon
603
Celanese
CE
$4.77B
$10.4K ﹤0.01%
67
-54
-45% -$7.04K
NVO
604
Novo Nordisk
NVO
$225B
$10.3K ﹤0.01%
+100
New +$9.89K
IEI icon
605
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$10.3K ﹤0.01%
88
– –
DAL icon
606
Delta Air Lines
DAL
$58.8B
$10.1K ﹤0.01%
250
– –
SU icon
607
Suncor Energy
SU
$75.4B
$10K ﹤0.01%
312
-268
-46% -$8.75K
SRCL
608
DELISTED
Stericycle Inc
SRCL
$9.91K ﹤0.01%
200
– –
NMZ icon
609
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.2B
$9.88K ﹤0.01%
1,000
– –
WPC icon
610
W.P. Carey
WPC
$16.8B
$9.72K ﹤0.01%
150
-1,024
-87% -$59K
PFFD icon
611
Global X US Preferred ETF
PFFD
$2.15B
$9.7K ﹤0.01%
+500
New +$9.3K
ET icon
612
Energy Transfer Partners
ET
$69.5B
$9.59K ﹤0.01%
695
– –
ADC icon
613
Agree Realty
ADC
$9.74B
$9.44K ﹤0.01%
150
– –
DGRO icon
614
iShares Core Dividend Growth ETF
DGRO
$43.3B
$8.93K ﹤0.01%
+166
New +$8.42K
ERTH icon
615
Invesco MSCI Sustainable Future ETF
ERTH
$132M
$8.93K ﹤0.01%
189
– –
COWZ icon
616
Pacer US Cash Cows 100 ETF
COWZ
$18.9B
$8.89K ﹤0.01%
+171
New +$8.5K
SPTM icon
617
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.5B
$8.77K ﹤0.01%
150
– –
IART icon
618
Integra LifeSciences
IART
$1.54B
$8.71K ﹤0.01%
200
– –
CRWD icon
619
CrowdStrike
CRWD
$185B
$8.68K ﹤0.01%
+136
New +$7.12K
KDP icon
620
Keurig Dr Pepper
KDP
$42.3B
$8.33K ﹤0.01%
250
-267
-52% -$8.32K
ARKK icon
621
ARK Innovation ETF
ARKK
$5.74B
$8.22K ﹤0.01%
157
– –
FVD icon
622
First Trust Value Line Dividend Fund
FVD
$8.46B
$8.11K ﹤0.01%
200
– –
KHC icon
623
Kraft Heinz
KHC
$32.4B
$7.66K ﹤0.01%
207
-11
-5% -$374
TAP icon
624
Molson Coors Class B
TAP
$7.97B
$7.65K ﹤0.01%
125
– –
ORLY icon
625
O'Reilly Automotive
ORLY
$75.6B
$7.6K ﹤0.01%
120
– –
23 24
25
26 27

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C
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CNC
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MTCM
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AIM
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FLAM
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EC
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Caldwell Trust's Q4 2023 Portfolio in Review

As of Q4 2023, Caldwell Trust held 735 positions worth $792M, up 8.1% from $733M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Caldwell Trust's Q4 2023 filing shows 30 new, 112 increased, 237 reduced and 32 closed positions. Its largest new stake was GXO Logistics: 3,175 shares worth $194K. The largest sale was Apple, an estimated $1.64M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.

  • Caldwell Trust's largest Q4 2023 buy was GXO Logistics: 3,175 shares worth $194K.
  • Caldwell Trust added most to iShares Core S&P 500 ETF in Q4 2023, an estimated $588K increase.
  • Caldwell Trust's biggest Q4 2023 reduction was Apple, cutting an estimated $1.64M.
  • Caldwell Trust fully exited Nuveen Quality Municipal Income Fund in Q4 2023, selling an estimated $169K.
  • Caldwell Trust's ten largest holdings make up 29% of its $792M portfolio in Q4 2023.
  • Caldwell Trust opened 30 new positions and closed 32 in Q4 2023.
  • Caldwell Trust's portfolio value rose 8.1% quarter-over-quarter to $792M.

Based on Caldwell Trust's 13F filing for Q4 2023, filed 1 Oct 2025.