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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+10.51%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$870M
AUM Growth
+$78.4M
Cap. Flow
+$3.96M
Cap. Flow %
0.46%
Top 10 Hldgs %
32.07%
Holding
760
New
28
Increased
152
Reduced
150
Closed
17

Top Buys

Rank Stock Value
1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$3.54M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$1.75M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$1.45M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.15M
5
UPRO icon
ProShares UltraPro S&P 500
UPRO
+$505K

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.2M
2
T icon
AT&T
T
+$1.19M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$840K
4
IBM icon
IBM
IBM
+$548K
5
AAPL icon
Apple
AAPL
+$539K

Sector Composition

Rank Sector Weight
1 Technology 16.88%
2 Financials 9.84%
3 Consumer Discretionary 9.28%
4 Healthcare 9.16%
5 Industrials 6.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EPD icon
551
Enterprise Products Partners
EPD
$83.6B
$22K ﹤0.01%
1,000
– –
VCIT icon
552
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.4B
$21.9K ﹤0.01%
236
+22
+10% +$2.06K
GL icon
553
Globe Life
GL
$13.9B
$21.7K ﹤0.01%
232
– –
DOC icon
554
Healthpeak Properties
DOC
$15.7B
$21.7K ﹤0.01%
600
– –
PFG icon
555
Principal Financial Group
PFG
$24.6B
$21.5K ﹤0.01%
297
– –
BNS icon
556
Scotiabank
BNS
$108B
$21K ﹤0.01%
293
-100
-25% -$6.61K
IUSG icon
557
iShares Core S&P US Growth ETF
IUSG
$31B
$20.8K ﹤0.01%
180
– –
NSA
558
DELISTED
National Storage Affiliates Trust
NSA
$20.8K ﹤0.01%
300
– –
BF.A icon
559
Brown-Forman Class A
BF.A
$13.4B
$20.7K ﹤0.01%
305
– –
RA
560
Brookfield Real Assets Income Fund
RA
$707M
$20.6K ﹤0.01%
976
– –
TPR icon
561
Tapestry
TPR
$30.5B
$20.3K ﹤0.01%
500
– –
JPS
562
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$20.3K ﹤0.01%
2,088
– –
FWRG icon
563
First Watch Restaurant Group
FWRG
$801M
$20.1K ﹤0.01%
+1,200
New +$23.9K
IEX icon
564
IDEX
IEX
$16.6B
$20.1K ﹤0.01%
85
– –
YORW icon
565
York Water
YORW
$517M
$19.9K ﹤0.01%
400
– –
BCO icon
566
Brink's
BCO
$4.87B
$19.7K ﹤0.01%
300
– –
IVZ icon
567
Invesco
IVZ
$13B
$19.5K ﹤0.01%
847
– –
ARKK icon
568
ARK Innovation ETF
ARKK
$5.74B
$19.4K ﹤0.01%
205
-140
-41% -$15.3K
EWC icon
569
iShares MSCI Canada ETF
EWC
$6.18B
$19.2K ﹤0.01%
500
– –
IYJ icon
570
iShares US Industrials ETF
IYJ
$2B
$19.2K ﹤0.01%
170
– –
CFR icon
571
Cullen/Frost Bankers
CFR
$10.5B
$19.2K ﹤0.01%
152
– –
CVLY
572
DELISTED
Codorus Valley Bancorp Inc
CVLY
$19K ﹤0.01%
884
– –
ARE icon
573
Alexandria Real Estate Equities
ARE
$9.41B
$19K ﹤0.01%
85
– –
LH icon
574
Labcorp
LH
$25.8B
$18.9K ﹤0.01%
70
– –
IEFA icon
575
iShares Core MSCI EAFE ETF
IEFA
$187B
$18.7K ﹤0.01%
250
– –
21 22
23
24 25

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JAFL
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C
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CNC
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MTCM
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AIM
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FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return
EC
Estate Counselors Thiensville, Wisconsin $1.12B AUM 20.13% 1-Year Est. Return

Caldwell Trust's Q4 2021 Portfolio in Review

As of Q4 2021, Caldwell Trust held 760 positions worth $870M, up 9.9% from $791M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Caldwell Trust's Q4 2021 filing shows 28 new, 152 increased, 150 reduced and 17 closed positions. Its largest new stake was ProShares UltraPro S&P 500: 7,300 shares worth $557K. The largest sale was iShares Floating Rate Bond ETF, an estimated $3.2M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Caldwell Trust's largest Q4 2021 buy was ProShares UltraPro S&P 500: 7,300 shares worth $557K.
  • Caldwell Trust added most to Vanguard Short-Term Inflation-Protected Securities Index Fund in Q4 2021, an estimated $3.54M increase.
  • Caldwell Trust's biggest Q4 2021 reduction was iShares Floating Rate Bond ETF, cutting an estimated $3.2M.
  • Caldwell Trust fully exited Cousins Properties in Q4 2021, selling an estimated $46.3K.
  • Caldwell Trust's ten largest holdings make up 32% of its $870M portfolio in Q4 2021.
  • Caldwell Trust opened 28 new positions and closed 17 in Q4 2021.
  • Caldwell Trust's portfolio value rose 9.9% quarter-over-quarter to $870M.

Based on Caldwell Trust's 13F filing for Q4 2021, filed 2 Oct 2025.