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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+10.54%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$792M
AUM Growth
+$59M
Cap. Flow
-$12M
Cap. Flow %
-1.51%
Top 10 Hldgs %
29.27%
Holding
735
New
30
Increased
112
Reduced
237
Closed
32

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$588K
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$586K
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$416K
4
SHEL icon
Shell
SHEL
+$368K
5
EA icon
Electronic Arts
EA
+$367K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.64M
2
HD icon
Home Depot
HD
+$932K
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$804K
4
PEP icon
PepsiCo
PEP
+$632K
5
CVX icon
Chevron
CVX
+$564K

Sector Composition

Rank Sector Weight
1 Technology 19.25%
2 Financials 11.63%
3 Healthcare 10.06%
4 Consumer Discretionary 8.96%
5 Industrials 7.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VUSB icon
526
Vanguard Ultra-Short Bond ETF
VUSB
$8.93B
$24.2K ﹤0.01%
490
– –
FWRG icon
527
First Watch Restaurant Group
FWRG
$801M
$24.1K ﹤0.01%
1,200
– –
IAT icon
528
iShares US Regional Banks ETF
IAT
$682M
$24.1K ﹤0.01%
575
– –
PRK icon
529
Park National Corp
PRK
$3.75B
$24K ﹤0.01%
181
– –
LKQ icon
530
LKQ Corp
LKQ
$6.77B
$23.9K ﹤0.01%
500
– –
IQV icon
531
IQVIA
IQV
$40.5B
$23.6K ﹤0.01%
102
– –
HGLB
532
Highland Global Allocation Fund
HGLB
$171M
$23.6K ﹤0.01%
3,000
– –
K
533
DELISTED
Kellanova
K
$23.5K ﹤0.01%
421
-27
-6% -$1.41K
KOF icon
534
Coca-Cola Femsa
KOF
$22.8B
$23.5K ﹤0.01%
248
+89
+56% +$7.42K
LW icon
535
Lamb Weston
LW
$7.51B
$23.3K ﹤0.01%
216
– –
MPLX icon
536
MPLX
MPLX
$60.1B
$23.3K ﹤0.01%
635
– –
KMX icon
537
CarMax
KMX
$8.36B
$23K ﹤0.01%
300
– –
MFC icon
538
Manulife Financial
MFC
$74.2B
$23K ﹤0.01%
1,040
– –
BNY
539
Bank of New York Mellon
BNY
$106B
$23K ﹤0.01%
441
– –
CVLY
540
DELISTED
Codorus Valley Bancorp Inc
CVLY
$22.7K ﹤0.01%
884
– –
BWZ icon
541
State Street SPDR Bloomberg Short Term International Treasury Bond ETF
BWZ
$264M
$22.4K ﹤0.01%
819
– –
BKLN icon
542
Invesco Senior Loan ETF
BKLN
$6.97B
$22.3K ﹤0.01%
1,055
– –
EG icon
543
Everest Group
EG
$15.8B
$21.9K ﹤0.01%
62
– –
GEN icon
544
Gen Digital
GEN
$16.6B
$21.7K ﹤0.01%
951
-973
-51% -$19.3K
ABR icon
545
Arbor Realty Trust
ABR
$979M
$21.3K ﹤0.01%
1,400
– –
SRLN icon
546
State Street Blackstone Senior Loan ETF
SRLN
$5.3B
$21K ﹤0.01%
+500
New +$20.8K
MDU icon
547
MDU Resources
MDU
$4.31B
$20.6K ﹤0.01%
1,877
– –
IYJ icon
548
iShares US Industrials ETF
IYJ
$2B
$19.4K ﹤0.01%
170
– –
BR icon
549
Broadridge
BR
$18.3B
$19.1K ﹤0.01%
93
– –
CAG icon
550
Conagra Brands
CAG
$7.38B
$18.8K ﹤0.01%
656
– –
20 21
22
23 24

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C
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CNC
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MTCM
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AIM
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FLAM
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EC
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Caldwell Trust's Q4 2023 Portfolio in Review

As of Q4 2023, Caldwell Trust held 735 positions worth $792M, up 8.1% from $733M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Caldwell Trust's Q4 2023 filing shows 30 new, 112 increased, 237 reduced and 32 closed positions. Its largest new stake was GXO Logistics: 3,175 shares worth $194K. The largest sale was Apple, an estimated $1.64M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.

  • Caldwell Trust's largest Q4 2023 buy was GXO Logistics: 3,175 shares worth $194K.
  • Caldwell Trust added most to iShares Core S&P 500 ETF in Q4 2023, an estimated $588K increase.
  • Caldwell Trust's biggest Q4 2023 reduction was Apple, cutting an estimated $1.64M.
  • Caldwell Trust fully exited Nuveen Quality Municipal Income Fund in Q4 2023, selling an estimated $169K.
  • Caldwell Trust's ten largest holdings make up 29% of its $792M portfolio in Q4 2023.
  • Caldwell Trust opened 30 new positions and closed 32 in Q4 2023.
  • Caldwell Trust's portfolio value rose 8.1% quarter-over-quarter to $792M.

Based on Caldwell Trust's 13F filing for Q4 2023, filed 1 Oct 2025.