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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
-2.82%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$733M
AUM Growth
-$33.4M
Cap. Flow
-$6.48M
Cap. Flow %
-0.88%
Top 10 Hldgs %
28.53%
Holding
760
New
4
Increased
120
Reduced
218
Closed
55

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.48M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.13M
3
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$1.03M
4
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$637K
5
VTI icon
Vanguard Total Stock Market ETF
VTI
+$559K

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$1.74M
2
VZ icon
Verizon
VZ
+$1.49M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$852K
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$821K
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$663K

Sector Composition

Rank Sector Weight
1 Technology 18.34%
2 Financials 11.44%
3 Healthcare 10.61%
4 Consumer Discretionary 8.71%
5 Industrials 7.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QDF icon
501
FlexShares Quality Dividend Index Fund
QDF
$2.23B
$27.9K ﹤0.01%
500
– –
RCL icon
502
Royal Caribbean
RCL
$86.5B
$27.6K ﹤0.01%
300
– –
IJS icon
503
iShares S&P Small-Cap 600 Value ETF
IJS
$8.2B
$27.2K ﹤0.01%
305
– –
CWB icon
504
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.52B
$27.1K ﹤0.01%
400
– –
CQP icon
505
Cheniere Energy
CQP
$31B
$27.1K ﹤0.01%
500
– –
FTV icon
506
Fortive
FTV
$19.5B
$26.9K ﹤0.01%
482
– –
AMJ
507
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$26.8K ﹤0.01%
1,083
– –
VIS icon
508
Vanguard Industrials ETF
VIS
$8.22B
$26.5K ﹤0.01%
136
– –
BF.B icon
509
Brown-Forman Class B
BF.B
$13.3B
$26.2K ﹤0.01%
455
– –
IDXX icon
510
Idexx Laboratories
IDXX
$44.9B
$26.2K ﹤0.01%
60
– –
QQQE icon
511
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.33B
$26.2K ﹤0.01%
350
– –
FE icon
512
FirstEnergy
FE
$28.7B
$26.1K ﹤0.01%
763
-226
-23% -$8.41K
NOVT icon
513
Novanta
NOVT
$5.04B
$25.8K ﹤0.01%
180
– –
SWK icon
514
Stanley Black & Decker
SWK
$14.6B
$25.6K ﹤0.01%
306
– –
K
515
DELISTED
Kellanova
K
$25.1K ﹤0.01%
448
– –
LKQ icon
516
LKQ Corp
LKQ
$6.77B
$24.8K ﹤0.01%
500
– –
ARTY
517
iShares Future AI & Tech ETF
ARTY
$3.35B
$24.4K ﹤0.01%
800
– –
VUSB icon
518
Vanguard Ultra-Short Bond ETF
VUSB
$8.93B
$24.1K ﹤0.01%
490
-1,200
-71% -$58.9K
HGLB
519
Highland Global Allocation Fund
HGLB
$171M
$24K ﹤0.01%
3,000
– –
PPLI
520
People Inc
PPLI
$3.13B
$23.9K ﹤0.01%
579
– –
VMW
521
DELISTED
VMware, Inc
VMW
$23.5K ﹤0.01%
141
– –
USA icon
522
Liberty All-Star Equity Fund
USA
$1.79B
$23.3K ﹤0.01%
3,938
– –
NFJ
523
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$23.2K ﹤0.01%
2,050
– –
MIDD icon
524
Middleby
MIDD
$6.11B
$23.2K ﹤0.01%
181
-47
-21% -$6.68K
EFX icon
525
Equifax
EFX
$22B
$23.1K ﹤0.01%
126
– –
19 20
21
22 23

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C
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CNC
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MTCM
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AIM
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FLAM
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EC
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Caldwell Trust's Q3 2023 Portfolio in Review

As of Q3 2023, Caldwell Trust held 760 positions worth $733M, down 4.4% from $766M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Caldwell Trust's Q3 2023 filing shows 4 new, 120 increased, 218 reduced and 55 closed positions. Its largest new stake was iShares US Oil & Gas Exploration & Production ETF: 200 shares worth $19.5K. The largest sale was iShares 1-5 Year Investment Grade Corporate Bond ETF, an estimated $1.74M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

  • Caldwell Trust's largest Q3 2023 buy was iShares US Oil & Gas Exploration & Production ETF: 200 shares worth $19.5K.
  • Caldwell Trust added most to State Street SPDR S&P 500 ETF Trust in Q3 2023, an estimated $1.48M increase.
  • Caldwell Trust's biggest Q3 2023 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $1.74M.
  • Caldwell Trust fully exited State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2023, selling an estimated $450K.
  • Caldwell Trust's ten largest holdings make up 29% of its $733M portfolio in Q3 2023.
  • Caldwell Trust opened 4 new positions and closed 55 in Q3 2023.
  • Caldwell Trust's portfolio value fell 4.4% quarter-over-quarter to $733M.

Based on Caldwell Trust's 13F filing for Q3 2023, filed 1 Oct 2025.