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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+10.58%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$661M
AUM Growth
+$52.7M
Cap. Flow
-$4.87M
Cap. Flow %
-0.74%
Top 10 Hldgs %
30.8%
Holding
742
New
21
Increased
90
Reduced
175
Closed
27

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$7.53M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$1.14M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$622K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$319K
5
UL icon
Unilever
UL
+$284K

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.1M
2
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$2.21M
3
IBM icon
IBM
IBM
+$1.26M
4
XOM icon
ExxonMobil
XOM
+$912K
5
BF.A icon
Brown-Forman Class A
BF.A
+$503K

Sector Composition

Rank Sector Weight
1 Technology 15.3%
2 Financials 10.11%
3 Healthcare 9.52%
4 Consumer Discretionary 9.33%
5 Industrials 7.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MHK icon
451
Mohawk Industries
MHK
$6.91B
$38.1K 0.01%
270
– –
NFLX icon
452
Netflix
NFLX
$307B
$37.9K 0.01%
700
+500
+250% +$25.3K
DY icon
453
Dycom Industries
DY
$11.2B
$37.8K 0.01%
500
– –
IJK icon
454
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.6B
$37.6K 0.01%
520
– –
IVE icon
455
iShares S&P 500 Value ETF
IVE
$49.1B
$37.1K 0.01%
290
– –
ILMN icon
456
Illumina
ILMN
$29.5B
$37K 0.01%
103
– –
WMB icon
457
Williams Companies
WMB
$85.8B
$36.9K 0.01%
1,842
– –
JPS
458
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$36.7K 0.01%
3,769
– –
CEO
459
DELISTED
CNOOC Limited
CEO
$36.7K 0.01%
400
-530
-57% -$52.4K
EEMV icon
460
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.36B
$36.6K 0.01%
600
– –
EIX icon
461
Edison International
EIX
$30.3B
$36.6K 0.01%
583
-50
-8% -$3.01K
BF.B icon
462
Brown-Forman Class B
BF.B
$13.5B
$36.1K 0.01%
455
-3,000
-87% -$232K
PRAA icon
463
PRA Group
PRAA
$672M
$35.7K 0.01%
900
– –
EPD icon
464
Enterprise Products Partners
EPD
$83.7B
$35.5K 0.01%
1,810
– –
LKQ icon
465
LKQ Corp
LKQ
$6.72B
$35K 0.01%
994
– –
BNS icon
466
Scotiabank
BNS
$105B
$34.7K 0.01%
643
-130
-17% -$6.16K
JKHY icon
467
Jack Henry & Associates
JKHY
$11.4B
$34.5K 0.01%
213
– –
STX icon
468
Seagate
STX
$174B
$34.4K 0.01%
553
– –
PFL
469
PIMCO Income Strategy Fund
PFL
$382M
$34.3K 0.01%
3,000
– –
EG icon
470
Everest Group
EG
$15.6B
$33.9K 0.01%
145
– –
FTNT icon
471
Fortinet
FTNT
$112B
$33.4K 0.01%
1,125
– –
ESGV icon
472
Vanguard ESG US Stock ETF
ESGV
$12.8B
$33.3K 0.01%
475
– –
COKE icon
473
Coca-Cola Consolidated
COKE
$12.8B
$33.3K 0.01%
1,250
– –
BLV icon
474
Vanguard Long-Term Bond ETF
BLV
$5.74B
$32.9K 0.01%
300
– –
COR
475
DELISTED
Coresite Realty Corporation
COR
$32.8K 0.01%
262
– –
17 18
19
20 21

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C
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CNC
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MTCM
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AIM
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FLAM
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EC
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RIM
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Caldwell Trust's Q4 2020 Portfolio in Review

As of Q4 2020, Caldwell Trust held 742 positions worth $661M, up 8.7% from $608M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Caldwell Trust's Q4 2020 filing shows 21 new, 90 increased, 175 reduced and 27 closed positions. Its largest new stake was Teladoc Health: 1,025 shares worth $205K. The largest sale was iShares Floating Rate Bond ETF, an estimated $3.1M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

  • Caldwell Trust's largest Q4 2020 buy was Teladoc Health: 1,025 shares worth $205K.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q4 2020, an estimated $7.53M increase.
  • Caldwell Trust's biggest Q4 2020 reduction was iShares Floating Rate Bond ETF, cutting an estimated $3.1M.
  • Caldwell Trust fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $196K.
  • Caldwell Trust's ten largest holdings make up 31% of its $661M portfolio in Q4 2020.
  • Caldwell Trust opened 21 new positions and closed 27 in Q4 2020.
  • Caldwell Trust's portfolio value rose 8.7% quarter-over-quarter to $661M.

Based on Caldwell Trust's 13F filing for Q4 2020, filed 2 Oct 2025.