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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
-16.33%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$528M
AUM Growth
-$127M
Cap. Flow
-$5.38M
Cap. Flow %
-1.02%
Top 10 Hldgs %
27%
Holding
831
New
29
Increased
107
Reduced
192
Closed
36

Top Buys

Rank Stock Value
1
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$1.48M
2
ZTS icon
Zoetis
ZTS
+$662K
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$645K
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$386K
5
DIS icon
Walt Disney
DIS
+$373K

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$1.37M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$1.3M
3
XOM icon
ExxonMobil
XOM
+$777K
4
MAR icon
Marriott International
MAR
+$466K
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$423K

Sector Composition

Rank Sector Weight
1 Technology 13.02%
2 Healthcare 10.27%
3 Financials 9.67%
4 Consumer Discretionary 8.71%
5 Consumer Staples 7.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALB icon
451
Albemarle
ALB
$13.4B
$36.5K 0.01%
648
-194
-23% -$14.9K
MMP
452
DELISTED
Magellan Midstream Partners, L.P.
MMP
$36.5K 0.01%
1,000
– –
JPS
453
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$36.4K 0.01%
5,019
– –
CUZ icon
454
Cousins Properties
CUZ
$5.31B
$36.3K 0.01%
1,241
– –
SNA icon
455
Snap-on
SNA
$21.5B
$36.2K 0.01%
333
– –
MXIM
456
DELISTED
Maxim Integrated Products
MXIM
$36.2K 0.01%
745
– –
MDU icon
457
MDU Resources
MDU
$4.18B
$35.8K 0.01%
4,376
-547
-11% -$5.76K
BAB icon
458
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$35.5K 0.01%
1,150
– –
RGLD icon
459
Royal Gold
RGLD
$16.6B
$35.1K 0.01%
400
+200
+100% +$20.6K
OEF icon
460
iShares S&P 100 ETF
OEF
$19.5B
$35K 0.01%
295
– –
CNS icon
461
Cohen & Steers
CNS
$4.2B
$34.8K 0.01%
765
– –
WMB icon
462
Williams Companies
WMB
$85.8B
$34.5K 0.01%
2,437
-448
-16% -$8.68K
FRME icon
463
First Merchants
FRME
$2.69B
$34.4K 0.01%
1,300
– –
BHP icon
464
BHP
BHP
$211B
$33.9K 0.01%
1,037
-140
-12% -$5.84K
SBCF icon
465
Seacoast Banking Corp of Florida
SBCF
$3.3B
$33.5K 0.01%
1,829
– –
BTI icon
466
British American Tobacco
BTI
$136B
$33.5K 0.01%
979
– –
JKHY icon
467
Jack Henry & Associates
JKHY
$11.4B
$33.1K 0.01%
213
– –
SLB icon
468
SLB Ltd
SLB
$72.7B
$32.9K 0.01%
2,439
-550
-18% -$15.9K
SDOG icon
469
ALPS Sector Dividend Dogs ETF
SDOG
$1.43B
$32.9K 0.01%
+1,050
New +$43.7K
KHC icon
470
Kraft Heinz
KHC
$32.8B
$32.3K 0.01%
1,307
-534
-29% -$14.6K
BLV icon
471
Vanguard Long-Term Bond ETF
BLV
$5.74B
$32K 0.01%
300
– –
AVK
472
Advent Convertible and Income Fund
AVK
$528M
$31.9K 0.01%
3,081
– –
L icon
473
Loews
L
$24.5B
$31.3K 0.01%
900
– –
CE icon
474
Celanese
CE
$4.82B
$31.2K 0.01%
425
– –
NDAQ icon
475
Nasdaq
NDAQ
$53.4B
$31.1K 0.01%
984
– –
17 18
19
20 21

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C
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CNC
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MTCM
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AIM
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FLAM
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EC
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NOSC
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Caldwell Trust's Q1 2020 Portfolio in Review

As of Q1 2020, Caldwell Trust held 831 positions worth $528M, down 19% from $655M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Caldwell Trust's Q1 2020 filing shows 29 new, 107 increased, 192 reduced and 36 closed positions. Its largest new stake was lululemon athletica: 407 shares worth $77.1K. The largest sale was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $1.37M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Healthcare and Financials.

  • Caldwell Trust's largest Q1 2020 buy was lululemon athletica: 407 shares worth $77.1K.
  • Caldwell Trust added most to State Street SPDR Bloomberg Investment Grade Floating Rate ETF in Q1 2020, an estimated $1.48M increase.
  • Caldwell Trust's biggest Q1 2020 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $1.37M.
  • Caldwell Trust fully exited Invesco S&P SmallCap 600 Equal Weight ETF in Q1 2020, selling an estimated $172K.
  • Caldwell Trust's ten largest holdings make up 27% of its $528M portfolio in Q1 2020.
  • Caldwell Trust opened 29 new positions and closed 36 in Q1 2020.
  • Caldwell Trust's portfolio value fell 19% quarter-over-quarter to $528M.

Based on Caldwell Trust's 13F filing for Q1 2020, filed 2 Oct 2025.