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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+8.58%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$608M
AUM Growth
+$11.3M
Cap. Flow
-$33M
Cap. Flow %
-5.42%
Top 10 Hldgs %
30.47%
Holding
776
New
17
Increased
52
Reduced
303
Closed
55

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$7.85M
2
NIC icon
Nicolet Bankshares
NIC
+$1.8M
3
AON icon
Aon
AON
+$1.34M
4
GLD icon
SPDR Gold Trust
GLD
+$1.3M
5
IBM icon
IBM
IBM
+$778K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.77M
2
AMZN icon
Amazon
AMZN
+$1.99M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$1.91M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.43M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$1.25M

Sector Composition

Rank Sector Weight
1 Technology 15.39%
2 Consumer Discretionary 10.03%
3 Healthcare 9.92%
4 Financials 9.54%
5 Consumer Staples 7.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INGR icon
426
Ingredion
INGR
$6.42B
$42.4K 0.01%
560
– –
CHTR icon
427
Charter Communications
CHTR
$17.3B
$41.8K 0.01%
67
– –
AVK
428
Advent Convertible and Income Fund
AVK
$528M
$41.4K 0.01%
3,081
– –
AB icon
429
AllianceBernstein
AB
$3.47B
$41.3K 0.01%
1,528
– –
NOW icon
430
ServiceNow
NOW
$120B
$41.2K 0.01%
425
– –
SCHA icon
431
Schwab U.S Small- Cap ETF
SCHA
$21.8B
$41K 0.01%
2,400
– –
MINT icon
432
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$40.8K 0.01%
400
– –
NDAQ icon
433
Nasdaq
NDAQ
$53.4B
$40.2K 0.01%
984
– –
IRT icon
434
Independence Realty Trust
IRT
$3.98B
$40K 0.01%
3,452
– –
SDOG icon
435
ALPS Sector Dividend Dogs ETF
SDOG
$1.43B
$39.7K 0.01%
1,050
– –
YUM icon
436
Yum! Brands
YUM
$41.9B
$38.9K 0.01%
426
– –
BAB icon
437
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$38.4K 0.01%
1,150
– –
ADC icon
438
Agree Realty
ADC
$9.66B
$38.2K 0.01%
600
– –
BNY
439
Bank of New York Mellon
BNY
$103B
$38K 0.01%
1,106
-238
-18% -$8.66K
RDS.B
440
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$37.9K 0.01%
1,563
-584
-27% -$16.7K
MDU icon
441
MDU Resources
MDU
$4.18B
$37.4K 0.01%
4,376
– –
FLG
442
Flagstar Bank National Association
FLG
$5.87B
$37.2K 0.01%
1,500
– –
ULTA icon
443
Ulta Beauty
ULTA
$21.8B
$37.2K 0.01%
166
– –
TDG icon
444
TransDigm Group
TDG
$70.7B
$37.1K 0.01%
78
– –
VSGX icon
445
Vanguard ESG International Stock ETF
VSGX
$6.34B
$36.6K 0.01%
710
+135
+23% +$6.94K
BHP icon
446
BHP
BHP
$211B
$36.2K 0.01%
785
-140
-15% -$6.74K
WMB icon
447
Williams Companies
WMB
$85.8B
$36.2K 0.01%
1,842
– –
PRAA icon
448
PRA Group
PRAA
$672M
$36K 0.01%
900
– –
CUZ icon
449
Cousins Properties
CUZ
$5.31B
$35.5K 0.01%
1,241
– –
TT icon
450
Trane Technologies
TT
$98.8B
$35.4K 0.01%
292
– –
16 17
18
19 20

Similar funds

SL
Salomon & Ludwin Richmond, Virginia $1.12B AUM 14.38% 1-Year Est. Return
C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return
EC
Estate Counselors Thiensville, Wisconsin $1.12B AUM 20.13% 1-Year Est. Return
NOSC
North of South Capital London, United Kingdom $1.11B AUM 16.64% 1-Year Est. Return

Caldwell Trust's Q3 2020 Portfolio in Review

As of Q3 2020, Caldwell Trust held 776 positions worth $608M, up 1.9% from $597M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Caldwell Trust withdrew a net $33M in Q3 2020, closing 55 positions and reducing 303 holdings. Its most notable exit was Las Vegas Sands, an estimated $115K position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Caldwell Trust opened a new position in Nicolet Bankshares worth $1.72M.

  • Caldwell Trust's largest Q3 2020 buy was Nicolet Bankshares: 31,526 shares worth $1.72M.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2020, an estimated $7.85M increase.
  • Caldwell Trust's biggest Q3 2020 reduction was Apple, cutting an estimated $2.77M.
  • Caldwell Trust fully exited Las Vegas Sands in Q3 2020, selling an estimated $115K.
  • Caldwell Trust's ten largest holdings make up 30% of its $608M portfolio in Q3 2020.
  • Caldwell Trust opened 17 new positions and closed 55 in Q3 2020.
  • Caldwell Trust's portfolio value rose 1.9% quarter-over-quarter to $608M.

Based on Caldwell Trust's 13F filing for Q3 2020, filed 2 Oct 2025.