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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+17.88%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$597M
AUM Growth
+$69M
Cap. Flow
-$16.4M
Cap. Flow %
-2.74%
Top 10 Hldgs %
28.69%
Holding
806
New
11
Increased
61
Reduced
234
Closed
47

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$2.21M
2
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$701K
3
OTIS icon
Otis Worldwide
OTIS
+$673K
4
CARR icon
Carrier Global
CARR
+$480K
5
ZTS icon
Zoetis
ZTS
+$398K

Top Sells

Rank Stock Value
1
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$2.88M
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.34M
3
RTX icon
RTX Corp
RTX
+$1.23M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$1.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$858K

Sector Composition

Rank Sector Weight
1 Technology 14.8%
2 Healthcare 10.1%
3 Consumer Discretionary 9.7%
4 Financials 9.61%
5 Industrials 7.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLG
426
Flagstar Bank National Association
FLG
$5.83B
$45.9K 0.01%
1,500
– –
TSCO icon
427
Tractor Supply
TSCO
$16.5B
$45.3K 0.01%
1,720
– –
TLTE icon
428
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
$330M
$44.7K 0.01%
1,000
-910
-48% -$38.5K
TTE icon
429
TotalEnergies
TTE
$187B
$44.2K 0.01%
1,150
-1,744
-60% -$64.6K
MMP
430
DELISTED
Magellan Midstream Partners, L.P.
MMP
$43.2K 0.01%
1,000
– –
CINF icon
431
Cincinnati Financial
CINF
$28.3B
$42.5K 0.01%
664
– –
JPS
432
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$42.4K 0.01%
5,019
– –
AEE icon
433
Ameren
AEE
$31.1B
$42.2K 0.01%
600
– –
OEF icon
434
iShares S&P 100 ETF
OEF
$19.8B
$42K 0.01%
295
– –
AB icon
435
AllianceBernstein
AB
$3.49B
$41.6K 0.01%
1,528
– –
KHC icon
436
Kraft Heinz
KHC
$32.4B
$41.5K 0.01%
1,302
-5
-0.4% -$150
GATX icon
437
GATX Corp
GATX
$6.6B
$41.2K 0.01%
675
– –
BHP icon
438
BHP
BHP
$213B
$41K 0.01%
925
-112
-11% -$4.38K
PRK icon
439
Park National Corp
PRK
$3.75B
$40.9K 0.01%
581
– –
MINT icon
440
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$40.7K 0.01%
400
– –
ALB icon
441
Albemarle
ALB
$13.3B
$40.5K 0.01%
525
-123
-19% -$8.36K
LM
442
DELISTED
Legg Mason, Inc.
LM
$39.8K 0.01%
800
– –
IRT icon
443
Independence Realty Trust
IRT
$3.93B
$39.7K 0.01%
3,452
– –
ADC icon
444
Agree Realty
ADC
$9.74B
$39.4K 0.01%
600
-150
-20% -$9.57K
AVK
445
Advent Convertible and Income Fund
AVK
$540M
$39.2K 0.01%
3,081
– –
SCHA icon
446
Schwab U.S Small- Cap ETF
SCHA
$22.2B
$39.2K 0.01%
2,400
– –
JKHY icon
447
Jack Henry & Associates
JKHY
$11.2B
$39.2K 0.01%
213
– –
NDAQ icon
448
Nasdaq
NDAQ
$53.6B
$39.2K 0.01%
984
– –
GWW icon
449
W.W. Grainger
GWW
$66B
$39K 0.01%
124
-100
-45% -$28.9K
SDOG icon
450
ALPS Sector Dividend Dogs ETF
SDOG
$1.44B
$38.2K 0.01%
1,050
– –
16 17
18
19 20

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SL
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JAFL
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C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return
EC
Estate Counselors Thiensville, Wisconsin $1.12B AUM 20.13% 1-Year Est. Return

Caldwell Trust's Q2 2020 Portfolio in Review

As of Q2 2020, Caldwell Trust held 806 positions worth $597M, up 13% from $528M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Caldwell Trust's Q2 2020 filing shows 11 new, 61 increased, 234 reduced and 47 closed positions. Its largest new stake was Otis Worldwide: 12,997 shares worth $739K. The largest sale was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, an estimated $2.88M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Caldwell Trust's largest Q2 2020 buy was Otis Worldwide: 12,997 shares worth $739K.
  • Caldwell Trust added most to Invesco QQQ Trust in Q2 2020, an estimated $2.21M increase.
  • Caldwell Trust's biggest Q2 2020 reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, cutting an estimated $2.88M.
  • Caldwell Trust fully exited Raytheon Company in Q2 2020, selling an estimated $642K.
  • Caldwell Trust's ten largest holdings make up 29% of its $597M portfolio in Q2 2020.
  • Caldwell Trust opened 11 new positions and closed 47 in Q2 2020.
  • Caldwell Trust's portfolio value rose 13% quarter-over-quarter to $597M.

Based on Caldwell Trust's 13F filing for Q2 2020, filed 2 Oct 2025.