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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+5.67%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$717M
AUM Growth
+$56.1M
Cap. Flow
+$23.2M
Cap. Flow %
3.23%
Top 10 Hldgs %
29.95%
Holding
735
New
20
Increased
166
Reduced
128
Closed
25

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$6.01M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.38M
3
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$3.16M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$989K
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$905K

Top Sells

Rank Stock Value
1
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$2.61M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.09M
3
NIC icon
Nicolet Bankshares
NIC
+$1.21M
4
GLD icon
SPDR Gold Trust
GLD
+$801K
5
AAPL icon
Apple
AAPL
+$456K

Sector Composition

Rank Sector Weight
1 Technology 14.6%
2 Financials 10.39%
3 Healthcare 9.27%
4 Consumer Discretionary 9.12%
5 Industrials 8.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DLR icon
401
Digital Realty Trust
DLR
$71.5B
$65.8K 0.01%
467
– –
SAP icon
402
SAP
SAP
$209B
$65.7K 0.01%
535
-20
-4% -$2.54K
MQY icon
403
BlackRock MuniYield Quality Fund
MQY
$811M
$63.6K 0.01%
4,000
– –
ES icon
404
Eversource Energy
ES
$28.4B
$63.2K 0.01%
730
+527
+260% +$44.7K
IWB icon
405
iShares Russell 1000 ETF
IWB
$47.9B
$62.9K 0.01%
281
– –
GATX icon
406
GATX Corp
GATX
$6.6B
$62.6K 0.01%
675
– –
NFLX icon
407
Netflix
NFLX
$301B
$62.6K 0.01%
1,200
+500
+71% +$26.5K
AB icon
408
AllianceBernstein
AB
$3.49B
$61.1K 0.01%
1,528
– –
ATVI
409
DELISTED
Activision Blizzard
ATVI
$61.1K 0.01%
657
– –
TSCO icon
410
Tractor Supply
TSCO
$16.5B
$60.9K 0.01%
1,720
– –
FRME icon
411
First Merchants
FRME
$2.74B
$60.5K 0.01%
1,300
– –
SCHA icon
412
Schwab U.S Small- Cap ETF
SCHA
$22.2B
$59.8K 0.01%
2,400
– –
CINF icon
413
Cincinnati Financial
CINF
$28.3B
$59.8K 0.01%
580
-60
-9% -$5.75K
RDS.B
414
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$57.6K 0.01%
1,563
– –
EBAY icon
415
eBay
EBAY
$52.1B
$57.2K 0.01%
934
– –
MFL
416
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$57.2K 0.01%
4,000
– –
CPB icon
417
Campbell Soup
CPB
$6.8B
$56.9K 0.01%
1,131
+500
+79% +$23.8K
FLG
418
Flagstar Bank National Association
FLG
$5.83B
$56.8K 0.01%
1,500
– –
MQT
419
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$55.5K 0.01%
4,000
– –
USMV icon
420
iShares MSCI USA Min Vol Factor ETF
USMV
$23.7B
$55.4K 0.01%
800
– –
SDOG icon
421
ALPS Sector Dividend Dogs ETF
SDOG
$1.44B
$54K 0.01%
1,050
– –
ULTA icon
422
Ulta Beauty
ULTA
$21.6B
$53.5K 0.01%
173
+7
+4% +$2.17K
OEF icon
423
iShares S&P 100 ETF
OEF
$19.8B
$53K 0.01%
295
– –
AVK
424
Advent Convertible and Income Fund
AVK
$540M
$53K 0.01%
3,081
– –
MDU icon
425
MDU Resources
MDU
$4.31B
$52.6K 0.01%
4,376
– –
15 16
17
18 19

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SL
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JAFL
Jay A. Fishman Ltd Troy, Michigan $1.12B AUM 32.75% 1-Year Est. Return
C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return
EC
Estate Counselors Thiensville, Wisconsin $1.12B AUM 20.13% 1-Year Est. Return

Caldwell Trust's Q1 2021 Portfolio in Review

As of Q1 2021, Caldwell Trust held 735 positions worth $717M, up 8.5% from $661M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Caldwell Trust deployed $23.2M of net new capital in Q1 2021, opening 20 new positions and adding to 166 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 500 Value ETF: 9,375 shares worth $355K.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, an estimated $2.61M trimmed.

  • Caldwell Trust's largest Q1 2021 buy was State Street SPDR Portfolio S&P 500 Value ETF: 9,375 shares worth $355K.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2021, an estimated $6.01M increase.
  • Caldwell Trust's biggest Q1 2021 reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, cutting an estimated $2.61M.
  • Caldwell Trust fully exited iShares Evolved U.S. Consumer Staples ETF in Q1 2021, selling an estimated $146K.
  • Caldwell Trust's ten largest holdings make up 30% of its $717M portfolio in Q1 2021.
  • Caldwell Trust opened 20 new positions and closed 25 in Q1 2021.
  • Caldwell Trust's portfolio value rose 8.5% quarter-over-quarter to $717M.

Based on Caldwell Trust's 13F filing for Q1 2021, filed 2 Oct 2025.