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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+10.58%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$661M
AUM Growth
+$52.7M
Cap. Flow
-$4.87M
Cap. Flow %
-0.74%
Top 10 Hldgs %
30.8%
Holding
742
New
21
Increased
90
Reduced
175
Closed
27

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$7.53M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$1.14M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$622K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$319K
5
UL icon
Unilever
UL
+$284K

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.1M
2
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$2.21M
3
IBM icon
IBM
IBM
+$1.26M
4
XOM icon
ExxonMobil
XOM
+$912K
5
BF.A icon
Brown-Forman Class A
BF.A
+$503K

Sector Composition

Rank Sector Weight
1 Technology 15.3%
2 Financials 10.11%
3 Healthcare 9.52%
4 Consumer Discretionary 9.33%
5 Industrials 7.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CINF icon
401
Cincinnati Financial
CINF
$27.8B
$55.9K 0.01%
640
– –
CHKP icon
402
Check Point Software Technologies
CHKP
$14.3B
$55.8K 0.01%
420
– –
HCI icon
403
HCI Group
HCI
$2.34B
$55.6K 0.01%
1,063
– –
OSK icon
404
Oshkosh
OSK
$8.91B
$54.6K 0.01%
634
– –
USMV icon
405
iShares MSCI USA Min Vol Factor ETF
USMV
$23.6B
$54.3K 0.01%
800
– –
SBCF icon
406
Seacoast Banking Corp of Florida
SBCF
$3.32B
$53.9K 0.01%
1,829
-3,000
-62% -$72.7K
PGX icon
407
Invesco Preferred ETF
PGX
$3.79B
$53.4K 0.01%
3,500
– –
SCHA icon
408
Schwab U.S Small- Cap ETF
SCHA
$21.8B
$53.4K 0.01%
2,400
– –
RDS.B
409
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$52.5K 0.01%
1,563
– –
AB icon
410
AllianceBernstein
AB
$3.46B
$51.6K 0.01%
1,528
– –
GWW icon
411
W.W. Grainger
GWW
$64.3B
$50.6K 0.01%
124
– –
OEF icon
412
iShares S&P 100 ETF
OEF
$19.5B
$50.6K 0.01%
295
– –
CBRL icon
413
Cracker Barrel
CBRL
$1.26B
$50.5K 0.01%
383
-129
-25% -$16.6K
NMZ icon
414
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.2B
$50.5K 0.01%
3,500
– –
AVK
415
Advent Convertible and Income Fund
AVK
$528M
$49.6K 0.01%
3,081
– –
FRME icon
416
First Merchants
FRME
$2.69B
$48.6K 0.01%
1,300
– –
TSCO icon
417
Tractor Supply
TSCO
$16.3B
$48.4K 0.01%
1,720
– –
TDG icon
418
TransDigm Group
TDG
$70.7B
$48.3K 0.01%
78
– –
ULTA icon
419
Ulta Beauty
ULTA
$21.8B
$47.7K 0.01%
166
– –
FLG
420
Flagstar Bank National Association
FLG
$5.87B
$47.5K 0.01%
1,500
– –
ENB icon
421
Enbridge
ENB
$120B
$47.1K 0.01%
1,471
-868
-37% -$26.4K
BNY
422
Bank of New York Mellon
BNY
$103B
$46.9K 0.01%
1,106
– –
EBAY icon
423
eBay
EBAY
$51.2B
$46.9K 0.01%
934
– –
SDOG icon
424
ALPS Sector Dividend Dogs ETF
SDOG
$1.43B
$46.9K 0.01%
1,050
– –
AEE icon
425
Ameren
AEE
$30.4B
$46.8K 0.01%
600
– –
15 16
17
18 19

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SL
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C
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CNC
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MTCM
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AIM
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FLAM
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EC
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NOSC
North of South Capital London, United Kingdom $1.11B AUM 16.64% 1-Year Est. Return

Caldwell Trust's Q4 2020 Portfolio in Review

As of Q4 2020, Caldwell Trust held 742 positions worth $661M, up 8.7% from $608M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Caldwell Trust's Q4 2020 filing shows 21 new, 90 increased, 175 reduced and 27 closed positions. Its largest new stake was Teladoc Health: 1,025 shares worth $205K. The largest sale was iShares Floating Rate Bond ETF, an estimated $3.1M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

  • Caldwell Trust's largest Q4 2020 buy was Teladoc Health: 1,025 shares worth $205K.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q4 2020, an estimated $7.53M increase.
  • Caldwell Trust's biggest Q4 2020 reduction was iShares Floating Rate Bond ETF, cutting an estimated $3.1M.
  • Caldwell Trust fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $196K.
  • Caldwell Trust's ten largest holdings make up 31% of its $661M portfolio in Q4 2020.
  • Caldwell Trust opened 21 new positions and closed 27 in Q4 2020.
  • Caldwell Trust's portfolio value rose 8.7% quarter-over-quarter to $661M.

Based on Caldwell Trust's 13F filing for Q4 2020, filed 2 Oct 2025.