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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+6.08%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$764M
AUM Growth
+$47M
Cap. Flow
+$7.53M
Cap. Flow %
0.98%
Top 10 Hldgs %
30.59%
Holding
760
New
50
Increased
150
Reduced
148
Closed
23

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.37M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$2.01M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.98M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.49M
5
AMT icon
American Tower
AMT
+$667K

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.98M
2
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$993K
3
AAPL icon
Apple
AAPL
+$906K
4
MA icon
Mastercard
MA
+$721K
5
AMZN icon
Amazon
AMZN
+$688K

Sector Composition

Rank Sector Weight
1 Technology 15.12%
2 Financials 10.37%
3 Consumer Discretionary 9.08%
4 Healthcare 9.03%
5 Industrials 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DFS
326
DELISTED
Discover Financial Services
DFS
$130K 0.02%
1,096
– –
RFG icon
327
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$339M
$129K 0.02%
2,850
– –
KR icon
328
Kroger
KR
$36.3B
$129K 0.02%
3,368
– –
TDTT icon
329
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TDTT
$2.53B
$129K 0.02%
4,854
– –
AJG icon
330
Arthur J. Gallagher & Co
AJG
$68.2B
$126K 0.02%
900
– –
TMO icon
331
Thermo Fisher Scientific
TMO
$214B
$126K 0.02%
249
– –
VPU
332
Vanguard Utilities ETF
VPU
$8.68B
$124K 0.02%
892
– –
ARKK icon
333
ARK Innovation ETF
ARKK
$5.74B
$124K 0.02%
945
+16
+2% +$1.86K
EXC icon
334
Exelon
EXC
$48.4B
$122K 0.02%
3,872
-990
-20% -$31.9K
MTB icon
335
M&T Bank
MTB
$36.6B
$122K 0.02%
840
– –
EOG icon
336
EOG Resources
EOG
$74.4B
$119K 0.02%
+1,425
New +$113K
DSI icon
337
iShares MSCI KLD 400 Social ETF
DSI
$5.17B
$118K 0.02%
1,430
– –
AKAM icon
338
Akamai
AKAM
$16.3B
$117K 0.02%
1,000
– –
CSL icon
339
Carlisle Companies
CSL
$14.1B
$114K 0.01%
595
– –
IDXX icon
340
Idexx Laboratories
IDXX
$44.9B
$114K 0.01%
180
– –
XLRE icon
341
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.73B
$113K 0.01%
2,545
+795
+45% +$34.1K
SUSA icon
342
iShares ESG Optimized MSCI USA ETF
SUSA
$4B
$113K 0.01%
1,180
– –
GOVT icon
343
iShares US Treasury Bond ETF
GOVT
$43.9B
$112K 0.01%
4,229
– –
SJM icon
344
J.M. Smucker
SJM
$13.2B
$111K 0.01%
854
– –
GLDM icon
345
SPDR Gold MiniShares Trust
GLDM
$27.4B
$110K 0.01%
3,130
– –
TRV icon
346
Travelers Companies
TRV
$82.9B
$110K 0.01%
733
+190
+35% +$29.5K
HIG icon
347
Hartford Financial Services
HIG
$39.3B
$109K 0.01%
1,757
– –
NZF icon
348
Nuveen Municipal Credit Income Fund
NZF
$2.42B
$109K 0.01%
6,324
– –
XLP icon
349
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$109K 0.01%
1,555
-32
-2% -$2.24K
AMP icon
350
Ameriprise Financial
AMP
$48.3B
$108K 0.01%
435
-17
-4% -$4.29K
12 13
14
15 16

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C
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CNC
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MTCM
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AIM
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FLAM
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EC
Estate Counselors Thiensville, Wisconsin $1.12B AUM 20.13% 1-Year Est. Return

Caldwell Trust's Q2 2021 Portfolio in Review

As of Q2 2021, Caldwell Trust held 760 positions worth $764M, up 6.6% from $717M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Caldwell Trust's Q2 2021 filing shows 50 new, 150 increased, 148 reduced and 23 closed positions. Its largest new stake was iShares US Energy ETF: 7,350 shares worth $214K. The largest sale was iShares Floating Rate Bond ETF, an estimated $1.98M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Caldwell Trust's largest Q2 2021 buy was iShares US Energy ETF: 7,350 shares worth $214K.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q2 2021, an estimated $5.37M increase.
  • Caldwell Trust's biggest Q2 2021 reduction was iShares Floating Rate Bond ETF, cutting an estimated $1.98M.
  • Caldwell Trust fully exited Blackrock Muni Enhanced Fund, Inc. in Q2 2021, selling an estimated $498K.
  • Caldwell Trust's ten largest holdings make up 31% of its $764M portfolio in Q2 2021.
  • Caldwell Trust opened 50 new positions and closed 23 in Q2 2021.
  • Caldwell Trust's portfolio value rose 6.6% quarter-over-quarter to $764M.

Based on Caldwell Trust's 13F filing for Q2 2021, filed 2 Oct 2025.