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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+5.67%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$717M
AUM Growth
+$56.1M
Cap. Flow
+$23.2M
Cap. Flow %
3.23%
Top 10 Hldgs %
29.95%
Holding
735
New
20
Increased
166
Reduced
128
Closed
25

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$6.01M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.38M
3
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$3.16M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$989K
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$905K

Top Sells

Rank Stock Value
1
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$2.61M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.09M
3
NIC icon
Nicolet Bankshares
NIC
+$1.21M
4
GLD icon
SPDR Gold Trust
GLD
+$801K
5
AAPL icon
Apple
AAPL
+$456K

Sector Composition

Rank Sector Weight
1 Technology 14.6%
2 Financials 10.39%
3 Healthcare 9.27%
4 Consumer Discretionary 9.12%
5 Industrials 8.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RMD icon
326
ResMed
RMD
$30.3B
$114K 0.02%
589
– –
TMO icon
327
Thermo Fisher Scientific
TMO
$214B
$114K 0.02%
249
– –
AJG icon
328
Arthur J. Gallagher & Co
AJG
$68.2B
$112K 0.02%
900
– –
FBIN icon
329
Fortune Brands Innovations
FBIN
$6.09B
$112K 0.02%
1,364
+1,053
+339% +$79.7K
ARKK icon
330
ARK Innovation ETF
ARKK
$5.74B
$111K 0.02%
929
+4
+0.4% +$541
GOVT icon
331
iShares US Treasury Bond ETF
GOVT
$43.9B
$111K 0.02%
4,229
– –
QEFA icon
332
State Street SPDR MSCI EAFE StrategicFactors ETF
QEFA
$1.05B
$110K 0.02%
+1,527
New +$109K
EFX icon
333
Equifax
EFX
$22B
$110K 0.02%
606
– –
DSI icon
334
iShares MSCI KLD 400 Social ETF
DSI
$5.17B
$109K 0.02%
1,430
– –
XLP icon
335
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$108K 0.02%
1,587
– –
SJM icon
336
J.M. Smucker
SJM
$13.2B
$108K 0.02%
854
+253
+42% +$29.9K
PPLI
337
People Inc
PPLI
$3.13B
$108K 0.02%
911
– –
GLDM icon
338
SPDR Gold MiniShares Trust
GLDM
$27.4B
$106K 0.01%
3,130
+805
+35% +$28.7K
ADSK icon
339
Autodesk
ADSK
$50.1B
$106K 0.01%
383
– –
PPL
340
PPL Corp
PPL
$27.3B
$106K 0.01%
3,663
+175
+5% +$4.9K
VHT icon
341
Vanguard Health Care ETF
VHT
$18.6B
$105K 0.01%
460
+10
+2% +$2.29K
VOE icon
342
Vanguard Mid-Cap Value ETF
VOE
$24.1B
$105K 0.01%
+780
New +$99.9K
AMP icon
343
Ameriprise Financial
AMP
$48.3B
$105K 0.01%
452
-1,626
-78% -$352K
ITT icon
344
ITT
ITT
$17.8B
$105K 0.01%
1,150
– –
DFS
345
DELISTED
Discover Financial Services
DFS
$104K 0.01%
1,096
-135
-11% -$12.7K
SUSA icon
346
iShares ESG Optimized MSCI USA ETF
SUSA
$4B
$104K 0.01%
1,180
– –
NZF icon
347
Nuveen Municipal Credit Income Fund
NZF
$2.42B
$102K 0.01%
6,324
– –
AKAM icon
348
Akamai
AKAM
$16.3B
$102K 0.01%
1,000
-152
-13% -$15.7K
IEF icon
349
iShares 7-10 Year Treasury Bond ETF
IEF
$47.4B
$102K 0.01%
899
-1,526
-63% -$178K
WOR icon
350
Worthington Enterprises
WOR
$2.82B
$101K 0.01%
2,433
-811
-25% -$31K
12 13
14
15 16

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SL
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JAFL
Jay A. Fishman Ltd Troy, Michigan $1.12B AUM 32.75% 1-Year Est. Return
C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return
EC
Estate Counselors Thiensville, Wisconsin $1.12B AUM 20.13% 1-Year Est. Return

Caldwell Trust's Q1 2021 Portfolio in Review

As of Q1 2021, Caldwell Trust held 735 positions worth $717M, up 8.5% from $661M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Caldwell Trust deployed $23.2M of net new capital in Q1 2021, opening 20 new positions and adding to 166 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 500 Value ETF: 9,375 shares worth $355K.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, an estimated $2.61M trimmed.

  • Caldwell Trust's largest Q1 2021 buy was State Street SPDR Portfolio S&P 500 Value ETF: 9,375 shares worth $355K.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2021, an estimated $6.01M increase.
  • Caldwell Trust's biggest Q1 2021 reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, cutting an estimated $2.61M.
  • Caldwell Trust fully exited iShares Evolved U.S. Consumer Staples ETF in Q1 2021, selling an estimated $146K.
  • Caldwell Trust's ten largest holdings make up 30% of its $717M portfolio in Q1 2021.
  • Caldwell Trust opened 20 new positions and closed 25 in Q1 2021.
  • Caldwell Trust's portfolio value rose 8.5% quarter-over-quarter to $717M.

Based on Caldwell Trust's 13F filing for Q1 2021, filed 2 Oct 2025.