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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+17.88%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$597M
AUM Growth
+$69M
Cap. Flow
-$16.4M
Cap. Flow %
-2.74%
Top 10 Hldgs %
28.69%
Holding
806
New
11
Increased
61
Reduced
234
Closed
47

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$2.21M
2
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$701K
3
OTIS icon
Otis Worldwide
OTIS
+$673K
4
CARR icon
Carrier Global
CARR
+$480K
5
ZTS icon
Zoetis
ZTS
+$398K

Top Sells

Rank Stock Value
1
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$2.88M
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.34M
3
RTX icon
RTX Corp
RTX
+$1.23M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$1.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$858K

Sector Composition

Rank Sector Weight
1 Technology 14.8%
2 Healthcare 10.1%
3 Consumer Discretionary 9.7%
4 Financials 9.61%
5 Industrials 7.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZION icon
326
Zions Bancorporation
ZION
$10.1B
$106K 0.02%
3,104
– –
CEO
327
DELISTED
CNOOC Limited
CEO
$105K 0.02%
930
– –
VBK icon
328
Vanguard Small-Cap Growth ETF
VBK
$23.2B
$105K 0.02%
525
+150
+40% +$27.1K
EFX icon
329
Equifax
EFX
$22B
$104K 0.02%
606
– –
CBRL icon
330
Cracker Barrel
CBRL
$1.2B
$102K 0.02%
924
-5,700
-86% -$565K
AMJ
331
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$102K 0.02%
7,700
– –
CCI icon
332
Crown Castle
CCI
$33.1B
$101K 0.02%
605
– –
DNP icon
333
DNP Select Income Fund
DNP
$4.14B
$100K 0.02%
9,200
– –
SBCF icon
334
Seacoast Banking Corp of Florida
SBCF
$3.27B
$98.5K 0.02%
4,829
+3,000
+164% +$60.9K
UL icon
335
Unilever
UL
$144B
$94.7K 0.02%
1,533
-700
-31% -$41.8K
OGE icon
336
OGE Energy
OGE
$10.2B
$94.1K 0.02%
3,100
-575
-16% -$17.8K
EQR icon
337
Equity Residential
EQR
$25.5B
$94.1K 0.02%
1,600
– –
GS icon
338
Goldman Sachs
GS
$305B
$94.1K 0.02%
476
-200
-30% -$37.5K
PPL
339
PPL Corp
PPL
$27.3B
$94K 0.02%
3,638
-617
-15% -$16.1K
ETN icon
340
Eaton
ETN
$150B
$94K 0.02%
1,074
– –
NZF icon
341
Nuveen Municipal Credit Income Fund
NZF
$2.42B
$93.3K 0.02%
6,324
– –
LUV icon
342
Southwest Airlines
LUV
$22.7B
$93K 0.02%
2,720
-877
-24% -$27.9K
XLB icon
343
State Street Materials Select Sector SPDR ETF
XLB
$8.82B
$92K 0.02%
3,264
-1,500
-31% -$39.5K
ADSK icon
344
Autodesk
ADSK
$50.1B
$91.6K 0.02%
383
+35
+10% +$6.88K
WELL icon
345
Welltower
WELL
$172B
$91.1K 0.02%
1,761
– –
BKLN icon
346
Invesco Senior Loan ETF
BKLN
$6.97B
$90.7K 0.02%
4,250
– –
TMO icon
347
Thermo Fisher Scientific
TMO
$214B
$90.2K 0.02%
249
– –
AOK icon
348
iShares Core Conservative Allocation ETF
AOK
$788M
$89.8K 0.02%
2,465
– –
OHI icon
349
Omega Healthcare
OHI
$15.4B
$89.2K 0.01%
3,000
– –
XLE icon
350
State Street Energy Select Sector SPDR ETF
XLE
$38.3B
$88.6K 0.01%
4,680
+300
+7% +$5.58K
12 13
14
15 16

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JAFL
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C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
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MTCM
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AIM
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FLAM
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EC
Estate Counselors Thiensville, Wisconsin $1.12B AUM 20.13% 1-Year Est. Return

Caldwell Trust's Q2 2020 Portfolio in Review

As of Q2 2020, Caldwell Trust held 806 positions worth $597M, up 13% from $528M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Caldwell Trust's Q2 2020 filing shows 11 new, 61 increased, 234 reduced and 47 closed positions. Its largest new stake was Otis Worldwide: 12,997 shares worth $739K. The largest sale was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, an estimated $2.88M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Caldwell Trust's largest Q2 2020 buy was Otis Worldwide: 12,997 shares worth $739K.
  • Caldwell Trust added most to Invesco QQQ Trust in Q2 2020, an estimated $2.21M increase.
  • Caldwell Trust's biggest Q2 2020 reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, cutting an estimated $2.88M.
  • Caldwell Trust fully exited Raytheon Company in Q2 2020, selling an estimated $642K.
  • Caldwell Trust's ten largest holdings make up 29% of its $597M portfolio in Q2 2020.
  • Caldwell Trust opened 11 new positions and closed 47 in Q2 2020.
  • Caldwell Trust's portfolio value rose 13% quarter-over-quarter to $597M.

Based on Caldwell Trust's 13F filing for Q2 2020, filed 2 Oct 2025.