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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+10.58%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$661M
AUM Growth
+$52.7M
Cap. Flow
-$4.87M
Cap. Flow %
-0.74%
Top 10 Hldgs %
30.8%
Holding
742
New
21
Increased
90
Reduced
175
Closed
27

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$7.53M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$1.14M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$622K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$319K
5
UL icon
Unilever
UL
+$284K

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.1M
2
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$2.21M
3
IBM icon
IBM
IBM
+$1.26M
4
XOM icon
ExxonMobil
XOM
+$912K
5
BF.A icon
Brown-Forman Class A
BF.A
+$503K

Sector Composition

Rank Sector Weight
1 Technology 15.3%
2 Financials 10.11%
3 Healthcare 9.52%
4 Consumer Discretionary 9.33%
5 Industrials 7.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMD icon
301
Advanced Micro Devices
AMD
$741B
$138K 0.02%
1,504
-15
-1% -$1.29K
LEN icon
302
Lennar Class A
LEN
$21.1B
$137K 0.02%
1,859
– –
ZBH icon
303
Zimmer Biomet
ZBH
$18.5B
$133K 0.02%
889
-2,832
-76% -$400K
ROK icon
304
Rockwell Automation
ROK
$52.4B
$132K 0.02%
525
– –
GS icon
305
Goldman Sachs
GS
$305B
$127K 0.02%
483
+77
+19% +$17.1K
ETN icon
306
Eaton
ETN
$150B
$127K 0.02%
1,059
-15
-1% -$1.7K
TDTT icon
307
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TDTT
$2.53B
$127K 0.02%
4,854
– –
RMD icon
308
ResMed
RMD
$30.3B
$125K 0.02%
589
– –
WBA
309
DELISTED
Walgreens Boots Alliance
WBA
$123K 0.02%
3,096
-1,049
-25% -$40.6K
VPU
310
Vanguard Utilities ETF
VPU
$8.68B
$122K 0.02%
892
– –
COF icon
311
Capital One
COF
$130B
$121K 0.02%
1,225
– –
AKAM icon
312
Akamai
AKAM
$16.3B
$121K 0.02%
1,152
– –
MAR icon
313
Marriott International
MAR
$101B
$120K 0.02%
909
+105
+13% +$12K
COO icon
314
Cooper Companies
COO
$14.1B
$118K 0.02%
1,300
– –
ADSK icon
315
Autodesk
ADSK
$50.1B
$117K 0.02%
383
– –
EFX icon
316
Equifax
EFX
$22B
$117K 0.02%
606
– –
TGNA
317
DELISTED
TEGNA Inc
TGNA
$116K 0.02%
8,349
– –
TMO icon
318
Thermo Fisher Scientific
TMO
$214B
$116K 0.02%
249
– –
RFG icon
319
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$339M
$116K 0.02%
2,850
– –
GOVT icon
320
iShares US Treasury Bond ETF
GOVT
$43.9B
$115K 0.02%
4,229
– –
ARKK icon
321
ARK Innovation ETF
ARKK
$5.74B
$115K 0.02%
+925
New +$100K
XLB icon
322
State Street Materials Select Sector SPDR ETF
XLB
$8.82B
$114K 0.02%
3,152
– –
VBK icon
323
Vanguard Small-Cap Growth ETF
VBK
$23.2B
$113K 0.02%
421
+51
+14% +$12.3K
ALGN icon
324
Align Technology
ALGN
$12.6B
$112K 0.02%
210
– –
DFS
325
DELISTED
Discover Financial Services
DFS
$111K 0.02%
1,231
-32
-3% -$2.39K
11 12
13
14 15

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C
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CNC
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MTCM
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AIM
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FLAM
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EC
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Caldwell Trust's Q4 2020 Portfolio in Review

As of Q4 2020, Caldwell Trust held 742 positions worth $661M, up 8.7% from $608M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Caldwell Trust's Q4 2020 filing shows 21 new, 90 increased, 175 reduced and 27 closed positions. Its largest new stake was Teladoc Health: 1,025 shares worth $205K. The largest sale was iShares Floating Rate Bond ETF, an estimated $3.1M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

  • Caldwell Trust's largest Q4 2020 buy was Teladoc Health: 1,025 shares worth $205K.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q4 2020, an estimated $7.53M increase.
  • Caldwell Trust's biggest Q4 2020 reduction was iShares Floating Rate Bond ETF, cutting an estimated $3.1M.
  • Caldwell Trust fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $196K.
  • Caldwell Trust's ten largest holdings make up 31% of its $661M portfolio in Q4 2020.
  • Caldwell Trust opened 21 new positions and closed 27 in Q4 2020.
  • Caldwell Trust's portfolio value rose 8.7% quarter-over-quarter to $661M.

Based on Caldwell Trust's 13F filing for Q4 2020, filed 2 Oct 2025.