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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
-2.82%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$733M
AUM Growth
-$33.4M
Cap. Flow
-$6.48M
Cap. Flow %
-0.88%
Top 10 Hldgs %
28.53%
Holding
760
New
4
Increased
120
Reduced
218
Closed
55

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.48M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.13M
3
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$1.03M
4
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$637K
5
VTI icon
Vanguard Total Stock Market ETF
VTI
+$559K

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$1.74M
2
VZ icon
Verizon
VZ
+$1.49M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$852K
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$821K
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$663K

Sector Composition

Rank Sector Weight
1 Technology 18.34%
2 Financials 11.44%
3 Healthcare 10.61%
4 Consumer Discretionary 8.71%
5 Industrials 7.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VWO icon
226
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$368K 0.05%
9,384
– –
TSM icon
227
TSMC
TSM
$2.03T
$368K 0.05%
4,232
+3,596
+565% +$340K
OXY icon
228
Occidental Petroleum
OXY
$53.6B
$364K 0.05%
5,605
– –
GS icon
229
Goldman Sachs
GS
$305B
$361K 0.05%
1,116
-46
-4% -$15.4K
DFS
230
DELISTED
Discover Financial Services
DFS
$358K 0.05%
4,127
– –
ODFL icon
231
Old Dominion Freight Line
ODFL
$47.1B
$356K 0.05%
1,740
+206
+13% +$41.7K
GLD icon
232
SPDR Gold Trust
GLD
$131B
$352K 0.05%
2,054
– –
SDY icon
233
State Street SPDR S&P Dividend ETF
SDY
$22.3B
$344K 0.05%
2,987
+460
+18% +$56.1K
ASML icon
234
ASML
ASML
$608B
$338K 0.05%
575
– –
SPSM icon
235
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.2B
$338K 0.05%
9,152
-133
-1% -$5.18K
VB icon
236
Vanguard Small-Cap ETF
VB
$80.2B
$325K 0.04%
1,719
+175
+11% +$34.9K
VBK icon
237
Vanguard Small-Cap Growth ETF
VBK
$23.2B
$317K 0.04%
1,480
+114
+8% +$25.9K
VEU icon
238
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$315K 0.04%
6,077
-250
-4% -$13.5K
SNPS icon
239
Synopsys
SNPS
$73.5B
$307K 0.04%
669
– –
ETN icon
240
Eaton
ETN
$150B
$306K 0.04%
1,434
-169
-11% -$36.4K
MAR icon
241
Marriott International
MAR
$101B
$299K 0.04%
1,521
+732
+93% +$145K
EOG icon
242
EOG Resources
EOG
$74.4B
$297K 0.04%
2,345
-975
-29% -$124K
IWP icon
243
iShares Russell Mid-Cap Growth ETF
IWP
$19.6B
$297K 0.04%
3,248
+550
+20% +$52.6K
ITA icon
244
iShares US Aerospace & Defense ETF
ITA
$14.5B
$291K 0.04%
2,746
+171
+7% +$19.5K
ADM icon
245
Archer Daniels Midland
ADM
$40.1B
$287K 0.04%
3,802
-49
-1% -$3.97K
LQD icon
246
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.5B
$285K 0.04%
2,795
-282
-9% -$29.7K
VNQ icon
247
Vanguard Real Estate ETF
VNQ
$40B
$283K 0.04%
3,742
+48
+1% +$3.96K
AEP icon
248
American Electric Power
AEP
$72.4B
$282K 0.04%
3,751
– –
GIS icon
249
General Mills
GIS
$20.1B
$281K 0.04%
4,399
-350
-7% -$24.7K
PWR icon
250
Quanta Services
PWR
$88.3B
$279K 0.04%
1,489
+905
+155% +$181K
8 9
10
11 12

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SL
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JAFL
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C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
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FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return
EC
Estate Counselors Thiensville, Wisconsin $1.12B AUM 20.13% 1-Year Est. Return

Caldwell Trust's Q3 2023 Portfolio in Review

As of Q3 2023, Caldwell Trust held 760 positions worth $733M, down 4.4% from $766M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Caldwell Trust's Q3 2023 filing shows 4 new, 120 increased, 218 reduced and 55 closed positions. Its largest new stake was iShares US Oil & Gas Exploration & Production ETF: 200 shares worth $19.5K. The largest sale was iShares 1-5 Year Investment Grade Corporate Bond ETF, an estimated $1.74M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

  • Caldwell Trust's largest Q3 2023 buy was iShares US Oil & Gas Exploration & Production ETF: 200 shares worth $19.5K.
  • Caldwell Trust added most to State Street SPDR S&P 500 ETF Trust in Q3 2023, an estimated $1.48M increase.
  • Caldwell Trust's biggest Q3 2023 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $1.74M.
  • Caldwell Trust fully exited State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2023, selling an estimated $450K.
  • Caldwell Trust's ten largest holdings make up 29% of its $733M portfolio in Q3 2023.
  • Caldwell Trust opened 4 new positions and closed 55 in Q3 2023.
  • Caldwell Trust's portfolio value fell 4.4% quarter-over-quarter to $733M.

Based on Caldwell Trust's 13F filing for Q3 2023, filed 1 Oct 2025.