Caldwell Trust’s State Street SPDR Portfolio S&P 600 Small Cap ETF SPSM Stock Holding History

Caldwell Trust’s Portfolio SPSM Stock Details SPSM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$468K	Hold	8,862	–	–	0.04%	245
2026 Q2	$511K	Hold	8,862	–	–	0.04%	232
2026 Q1	$428K	Hold	8,862	–	–	0.04%	244
2025 Q4	$415K	Sell	8,862 -185	-2%	-$8.63K	0.04%	248
2025 Q3	$419K	Hold	9,047	–	–	0.04%	238
2025 Q2	$385K	Hold	9,047	–	–	0.04%	244
2025 Q1	$369K	Hold	9,047	–	–	0.04%	242
2024 Q4	$406K	Sell	9,047 -105	-1%	-$4.88K	0.04%	232
2024 Q3	$417K	Hold	9,152	–	–	0.04%	239
2024 Q2	$380K	Hold	9,152	–	–	0.04%	239
2024 Q1	$394K	Hold	9,152	–	–	0.05%	237
2023 Q4	$386K	Hold	9,152	–	–	0.05%	229
2023 Q3	$338K	Sell	9,152 -133	-1%	-$5.18K	0.05%	235
2023 Q2	$361K	Buy	+9,285	New	+$345K	0.05%	230
2022 Q2	–	Sell	-425	Closed	-$17.9K	–	762
2022 Q1	$17.9K	Buy	+425	New	+$17.9K	﹤0.01%	584

Other funds holding SPSM

LPL Financial San Diego, California $468B AUM 17.69% 1-Year Est. Return

Valmark Advisers Akron, Ohio $9.7B AUM 10.44% 1-Year Est. Return

CLA (CliftonLarsonAllen) Wealth Advisors Minneapolis, Minnesota $7.66B AUM 9.25% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $375B AUM 21.05% 1-Year Est. Return

Creative Planning Overland Park, Kansas $179B AUM 16.96% 1-Year Est. Return

UBS Group Zurich, Switzerland $765B AUM 28.39% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $121B AUM 21.47% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $83.6B AUM 19.78% 1-Year Est. Return

AssetMark Inc Concord, California $59.5B AUM 15.92% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $191B AUM 30.51% 1-Year Est. Return

Caldwell Trust's SPSM Position: Q3 2026 in Review

Caldwell Trust held its State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) position steady in Q3 2026 at 8,862 shares worth $468K. The position accounts for 0.04% of the portfolio, ranked #245.

Caldwell Trust first reported a position in SPSM in Q1 2022 and has held it in 15 quarters since. The position peaked at $511K in Q2 2026. 838 funds tracked by Wall St. Rank hold SPSM as of Q3 2026.

Caldwell Trust held 8,862 shares of State Street SPDR Portfolio S&P 600 Small Cap ETF worth $468K as of Q3 2026.
Caldwell Trust left its State Street SPDR Portfolio S&P 600 Small Cap ETF share count unchanged in Q3 2026.
State Street SPDR Portfolio S&P 600 Small Cap ETF made up 0.04% of Caldwell Trust's portfolio in Q3 2026, its #245 holding.
Caldwell Trust first reported a position in State Street SPDR Portfolio S&P 600 Small Cap ETF in Q1 2022 and has held it in 15 quarters since.
Caldwell Trust's State Street SPDR Portfolio S&P 600 Small Cap ETF position peaked at $511K in Q2 2026.
838 funds tracked by Wall St. Rank held State Street SPDR Portfolio S&P 600 Small Cap ETF as of Q3 2026.

Based on Caldwell Trust's 13F filing for Q3 2026, filed 30 Oct 2026.