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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+5.75%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$721M
AUM Growth
+$13.6M
Cap. Flow
-$12.5M
Cap. Flow %
-1.74%
Top 10 Hldgs %
27.07%
Holding
753
New
27
Increased
117
Reduced
189
Closed
25

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.66M
2
XLC icon
State Street Communication Services Select Sector SPDR ETF
XLC
+$627K
3
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$584K
4
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$577K
5
GLDM icon
SPDR Gold MiniShares Trust
GLDM
+$547K

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$3.01M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$1.61M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.46M
4
MSFT icon
Microsoft
MSFT
+$1.22M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$1.17M

Sector Composition

Rank Sector Weight
1 Technology 16.72%
2 Financials 10.91%
3 Healthcare 10.4%
4 Consumer Discretionary 8.57%
5 Consumer Staples 7.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QCLN icon
226
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$589M
$371K 0.05%
7,103
-173
-2% -$9.06K
MDT icon
227
Medtronic
MDT
$111B
$355K 0.05%
4,407
+161
+4% +$13.1K
SLY
228
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$351K 0.05%
4,178
– –
OXY icon
229
Occidental Petroleum
OXY
$53.6B
$350K 0.05%
5,605
– –
NVS icon
230
Novartis
NVS
$304B
$345K 0.05%
3,755
-250
-6% -$21.8K
SHEL icon
231
Shell
SHEL
$239B
$342K 0.05%
5,946
+173
+3% +$10.2K
AEP icon
232
American Electric Power
AEP
$72.4B
$341K 0.05%
3,751
-900
-19% -$82.3K
MQY icon
233
BlackRock MuniYield Quality Fund
MQY
$811M
$336K 0.05%
28,346
-1,743
-6% -$20.7K
SDY icon
234
State Street SPDR S&P Dividend ETF
SDY
$22.3B
$324K 0.04%
2,617
– –
VNQ icon
235
Vanguard Real Estate ETF
VNQ
$40B
$323K 0.04%
3,886
+57
+1% +$4.9K
USB icon
236
US Bancorp
USB
$100B
$315K 0.04%
8,748
-120
-1% -$5.34K
TXN icon
237
Texas Instruments
TXN
$253B
$312K 0.04%
1,679
– –
MNST icon
238
Monster Beverage
MNST
$95.6B
$304K 0.04%
5,624
-308
-5% -$15.8K
VBK icon
239
Vanguard Small-Cap Growth ETF
VBK
$23.2B
$300K 0.04%
1,386
-75
-5% -$16.2K
LQD icon
240
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.5B
$298K 0.04%
2,717
– –
ITA icon
241
iShares US Aerospace & Defense ETF
ITA
$14.5B
$293K 0.04%
2,542
-199
-7% -$22.6K
BP icon
242
BP
BP
$107B
$292K 0.04%
7,690
– –
XLRE icon
243
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.73B
$289K 0.04%
7,730
– –
IEMG icon
244
iShares Core MSCI Emerging Markets ETF
IEMG
$147B
$283K 0.04%
5,791
+945
+20% +$46.4K
WU icon
245
Western Union
WU
$2.58B
$280K 0.04%
25,139
-6,690
-21% -$87.1K
DNP icon
246
DNP Select Income Fund
DNP
$4.14B
$269K 0.04%
24,400
+20,500
+526% +$233K
VOE icon
247
Vanguard Mid-Cap Value ETF
VOE
$24.1B
$265K 0.04%
1,974
+57
+3% +$7.91K
IBB icon
248
iShares Biotechnology ETF
IBB
$9.55B
$264K 0.04%
2,046
– –
CME icon
249
CME Group
CME
$93.5B
$263K 0.04%
1,375
– –
IYH icon
250
iShares US Healthcare ETF
IYH
$3.46B
$262K 0.04%
4,795
– –
8 9
10
11 12

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JAFL
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C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
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MTCM
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AIM
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FLAM
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EC
Estate Counselors Thiensville, Wisconsin $1.12B AUM 20.13% 1-Year Est. Return

Caldwell Trust's Q1 2023 Portfolio in Review

As of Q1 2023, Caldwell Trust held 753 positions worth $721M, up 1.9% from $707M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Caldwell Trust's Q1 2023 filing shows 27 new, 117 increased, 189 reduced and 25 closed positions. Its largest new stake was Vanguard Intermediate-Term Bond ETF: 4,920 shares worth $378K. The largest sale was iShares 1-5 Year Investment Grade Corporate Bond ETF, an estimated $3.01M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

  • Caldwell Trust's largest Q1 2023 buy was Vanguard Intermediate-Term Bond ETF: 4,920 shares worth $378K.
  • Caldwell Trust added most to iShares Core S&P 500 ETF in Q1 2023, an estimated $1.66M increase.
  • Caldwell Trust's biggest Q1 2023 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $3.01M.
  • Caldwell Trust fully exited State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q1 2023, selling an estimated $1.61M.
  • Caldwell Trust's ten largest holdings make up 27% of its $721M portfolio in Q1 2023.
  • Caldwell Trust opened 27 new positions and closed 25 in Q1 2023.
  • Caldwell Trust's portfolio value rose 1.9% quarter-over-quarter to $721M.

Based on Caldwell Trust's 13F filing for Q1 2023, filed 1 Oct 2025.