BlackRock Group’s Caterpillar CAT Stock Holding History

BlackRock Group’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	$469M	Buy	5,056,011 +433,053	+9%	+$39.2M	0.22%	106
2016 Q3	$410M	Sell	4,622,958 -134,388	-3%	-$11M	0.21%	108
2016 Q2	$361M	Buy	4,757,346 +97,030	+2%	+$7.27M	0.19%	122
2016 Q1	$357M	Buy	4,660,316 +116,099	+3%	+$7.79M	0.19%	120
2015 Q4	$309M	Sell	4,544,217 -51,590	-1%	-$3.61M	0.17%	138
2015 Q3	$300M	Buy	4,595,807 +227,503	+5%	+$17.4M	0.18%	131
2015 Q2	$371M	Sell	4,368,304 -196,913	-4%	-$16.9M	0.2%	111
2015 Q1	$365M	Buy	4,565,217 +48,704	+1%	+$4.05M	0.2%	111
2014 Q4	$413M	Buy	4,516,513 +253,127	+6%	+$24.6M	0.22%	101
2014 Q3	$422M	Sell	4,263,386 -71,461	-2%	-$7.58M	0.24%	91
2014 Q2	$471M	Buy	4,334,847 +72,923	+2%	+$7.65M	0.27%	81
2014 Q1	$424M	Buy	4,261,924 +28,802	+0.7%	+$2.72M	0.27%	81
2013 Q4	$384M	Sell	4,233,122 -183,776	-4%	-$15.7M	0.25%	89
2013 Q3	$368M	Buy	4,416,898 +184,928	+4%	+$15.6M	0.25%	92
2013 Q2	$349M	Buy	+4,231,970	New	+$360M	0.26%	85

Other funds holding CAT

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $146B AUM 55.73% 1-Year Est. Return

Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $717B AUM 35.42% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $34.4B AUM 26.34% 1-Year Est. Return

BlackRock Group's CAT Position: Q4 2016 in Review

BlackRock Group increased its Caterpillar (CAT) stake by 9.4% in Q4 2016, buying an estimated $39.2M and bringing the position to 5,056,011 shares worth $469M. The position accounts for 0.22% of the portfolio, ranked #106.

BlackRock Group first reported a position in CAT in Q2 2013 and has held it in 15 quarters since. The position peaked at $471M in Q2 2014. 1,162 funds tracked by Wall St. Rank hold CAT as of Q4 2016.

BlackRock Group held 5,056,011 shares of Caterpillar worth $469M as of Q4 2016.
BlackRock Group bought 433,053 Caterpillar shares in Q4 2016, an estimated $39.2M.
Caterpillar made up 0.22% of BlackRock Group's portfolio in Q4 2016, its #106 holding.
BlackRock Group first reported a position in Caterpillar in Q2 2013 and has held it in 15 quarters since.
BlackRock Group's Caterpillar position peaked at $471M in Q2 2014.
1,162 funds tracked by Wall St. Rank held Caterpillar as of Q4 2016.

Based on BlackRock Group's 13F filing for Q4 2016, filed 10 Feb 2017.