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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+1.74%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$410M
AUM Growth
-$4.27B
Cap. Flow
-$2.24B
Cap. Flow %
-545.06%
Top 10 Hldgs %
16.63%
Holding
3,897
New
32
Increased
193
Reduced
331
Closed
3,298

Top Buys

Rank Stock Value
1
SPYB
SPDR S&P 500 Buyback ETF
SPYB
+$1.19M
2
META icon
Meta Platforms (Facebook)
META
+$1.15M
3
DBO icon
Invesco DB Oil Fund
DBO
+$1.1M
4
AGZ icon
iShares Agency Bond ETF
AGZ
+$892K
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$888K

Top Sells

Rank Stock Value
1
TGT icon
Target
TGT
+$7.46M
2
BAX icon
Baxter International
BAX
+$7.45M
3
CMG icon
Chipotle Mexican Grill
CMG
+$7.17M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$7.05M
5
COR icon
Cencora
COR
+$6.35M

Sector Composition

Rank Sector Weight
1 Miscellaneous 39.95%
2 Healthcare 9.55%
3 Technology 8.52%
4 Financials 7.5%
5 Energy 6.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VAR
2151
DELISTED
Varian Medical Systems, Inc.
VAR
– –
-72
Closed -$5K
GMLP
2152
DELISTED
Golar LNG Partners LP
GMLP
– –
-1,426
Closed -$44K
SINA
2153
DELISTED
Sina Corp
SINA
– –
-38
Closed -$1K
ANH
2154
DELISTED
Anworth Mortgage Asset Corporation
ANH
– –
-2,800
Closed -$15K
OCSI
2155
DELISTED
Oaktree Strategic Income Corporation
OCSI
– –
-6,427
Closed -$66K
QEP
2156
DELISTED
QEP RESOURCES, INC.
QEP
– –
-92
Closed -$2K
DUC
2157
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
– –
-500
Closed -$5K
EV
2158
DELISTED
Eaton Vance Corp.
EV
– –
-322
Closed -$13K
CLCT
2159
DELISTED
Collectors Universe
CLCT
– –
-3,067
Closed -$64K
CEL
2160
DELISTED
Cellcom Israel, Ltd.
CEL
– –
-457
Closed -$4K
MCEP
2161
CALL
DELISTED
Mid-Con Energy Partners, LP
MCEP
– –
-100
Closed -$1K
CXO
2162
DELISTED
CONCHO RESOURCES INC.
CXO
– –
-97
Closed -$10K
AIG.WS
2163
DELISTED
American International Group, Inc.
AIG.WS
– –
-543
Closed -$13K
HSBC.PRA
2164
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
– –
-170
Closed -$4K
WPX
2165
DELISTED
WPX Energy, Inc.
WPX
– –
-400
Closed -$5K
NGHC
2166
DELISTED
National General Holdings Corp
NGHC
– –
-245
Closed -$5K
HDS
2167
DELISTED
HD Supply Holdings, Inc.
HDS
– –
-700
Closed -$21K
DNKN
2168
DELISTED
Dunkin' Brands Group, Inc.
DNKN
– –
-2,646
Closed -$113K
FRAN
2169
DELISTED
Francesca's Holdings Corporation
FRAN
– –
-1
Closed –
FVL
2170
DELISTED
First TrustValue Line 100 Exchange-Traded
FVL
– –
-262
Closed -$5K
UCI
2171
DELISTED
E-TRACS UBS Bloomberg CMCI ETN
UCI
– –
-1,250
Closed -$20K
BSTC
2172
DELISTED
BioSpecifics Technologies Corp.
BSTC
– –
-1,827
Closed -$71K
TLI
2173
DELISTED
Western Asset Corporate Loan Fund Inc.
TLI
– –
-1,000
Closed -$11K
BITA
2174
DELISTED
Bitauto Holdings Limited
BITA
– –
-1,783
Closed -$126K
CBL
2175
DELISTED
CBL& Associates Properties, Inc.
CBL
– –
-960
Closed -$19K
85 86
87
88 89

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B. Riley Wealth Advisors's Q1 2015 Portfolio in Review

As of Q1 2015, B. Riley Wealth Advisors held 3,897 positions worth $410M, down 91% from $4.68B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors withdrew a net $2.24B in Q1 2015, closing 3,298 positions and reducing 331 holdings. Its most notable exit was Target, an estimated $7.46M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 40% of assets, down from 55% a quarter earlier, followed by Healthcare and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in SPDR S&P 500 Buyback ETF worth $1.19M.

  • B. Riley Wealth Advisors's largest Q1 2015 buy was SPDR S&P 500 Buyback ETF: 23,200 shares worth $1.19M.
  • B. Riley Wealth Advisors added most to Meta Platforms (Facebook) in Q1 2015, an estimated $1.15M increase.
  • B. Riley Wealth Advisors's biggest Q1 2015 reduction was Chipotle Mexican Grill, cutting an estimated $7.17M.
  • B. Riley Wealth Advisors fully exited Target in Q1 2015, selling an estimated $7.46M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $410M portfolio in Q1 2015.
  • B. Riley Wealth Advisors opened 32 new positions and closed 3,298 in Q1 2015.
  • B. Riley Wealth Advisors's portfolio value fell 91% quarter-over-quarter to $410M.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2015, filed 14 May 2015.