B. Riley Wealth Advisors’s E-TRACS UBS Bloomberg CMCI ETN UCI Stock Holding History

Bought
Maintained
Sold
Quarter Market Value Status Shares Shares
Change %
Capital Flow Portfolio Weight Portfolio Position
2015
Q1
Sell
-1,250
Closed -$20 2221
2014
Q4
$20 Buy
+1,250
New +$20 ﹤0.01% 2552
2014
Q3
Sell
-1,250
Closed -$27K 2091
2014
Q2
$27K Buy
+1,250
New +$27K 0.01% 1329