B. Riley Wealth Advisors’s HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) HSBC.PRA Stock Holding History

Bought
Maintained
Sold
Quarter Market Value Status Shares Shares
Change %
Capital Flow Portfolio Weight Portfolio Position
2015
Q1
Sell
-170
Closed -$4 2214
2014
Q4
$4 Buy
+170
New +$4 ﹤0.01% 3249
2014
Q3
Sell
-170
Closed -$4.31K 2086
2014
Q2
$4.31K Buy
+170
New +$4.31K ﹤0.01% 2087