B. Riley Wealth Advisors’s SPDR S&P 500 Buyback ETF SPYB Stock Holding History

B. Riley Wealth Advisors’s Portfolio SPYB Stock Details SPYB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-4,650	Closed	-$231K	–	660
2016 Q3	$231K	Sell	4,650 -1,200	-21%	-$58.3K	0.05%	497
2016 Q2	$269K	Sell	5,850 -2,450	-30%	-$114K	0.05%	436
2016 Q1	$390K	Sell	8,300 -2,400	-22%	-$105K	0.09%	278
2015 Q4	$495K	Sell	10,700 -9,400	-47%	-$449K	0.1%	250
2015 Q3	$905K	Sell	20,100 -3,150	-14%	-$152K	0.22%	121
2015 Q2	$1.16M	Buy	23,250 +50	+0.2%	+$2.57K	0.29%	85
2015 Q1	$1.19M	Buy	+23,200	New	+$1.19M	0.29%	93

Other funds holding SPYB

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

B. Riley Wealth Advisors's SPYB Position: Q4 2016 in Review

B. Riley Wealth Advisors sold out of SPDR S&P 500 Buyback ETF (SPYB) in Q4 2016, closing a stake of 4,650 shares — an estimated $231K sold.

B. Riley Wealth Advisors first reported a position in SPYB in Q1 2015 and held it in 7 quarters. The position peaked at $1.19M in Q1 2015. 7 funds tracked by Wall St. Rank hold SPYB as of Q4 2016.

B. Riley Wealth Advisors reported no remaining SPDR S&P 500 Buyback ETF position as of Q4 2016 after selling out during the quarter.
B. Riley Wealth Advisors sold 4,650 SPDR S&P 500 Buyback ETF shares in Q4 2016, an estimated $231K.
B. Riley Wealth Advisors first reported a position in SPDR S&P 500 Buyback ETF in Q1 2015 and held it in 7 quarters.
B. Riley Wealth Advisors's SPDR S&P 500 Buyback ETF position peaked at $1.19M in Q1 2015.
7 funds tracked by Wall St. Rank held SPDR S&P 500 Buyback ETF as of Q4 2016.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2016, filed 14 Feb 2017.