B. Riley Wealth Advisors’s Western Asset Corporate Loan Fund Inc. TLI Stock Holding History

B. Riley Wealth Advisors’s Portfolio TLI Stock Details TLI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-1,000	Closed	-$11	–	2230
2014 Q4	$11	Buy	+1,000	New	+$11.3K	﹤0.01%	2836
2014 Q3	–	Sell	-1,000	Closed	-$12K	–	2092
2014 Q2	$12K	Buy	+1,000	New	+$11.9K	﹤0.01%	1702

Other funds holding TLI

Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return

DIA

Dean Investment Associates Beavercreek, Ohio $710M AUM 22.02% 1-Year Est. Return

TAM

Trust Asset Management Houston, Texas $1.61B AUM 29.06% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

MIG

Mariner Investment Group Harrison, New York $346M AUM 25.25% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

YMRC

Yorktown Management & Research Company Forest, Virginia $120M AUM 52.72% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

B. Riley Wealth Advisors's TLI Position: Q1 2015 in Review

B. Riley Wealth Advisors sold out of Western Asset Corporate Loan Fund Inc. (TLI) in Q1 2015, closing a stake of 1,000 shares — an estimated $11 sold.

B. Riley Wealth Advisors first reported a position in TLI in Q2 2014 and held it in 2 quarters. The position peaked at $12K in Q2 2014. 27 funds tracked by Wall St. Rank hold TLI as of Q1 2015.

B. Riley Wealth Advisors reported no remaining Western Asset Corporate Loan Fund Inc. position as of Q1 2015 after selling out during the quarter.
B. Riley Wealth Advisors sold 1,000 Western Asset Corporate Loan Fund Inc. shares in Q1 2015, an estimated $11.
B. Riley Wealth Advisors first reported a position in Western Asset Corporate Loan Fund Inc. in Q2 2014 and held it in 2 quarters.
B. Riley Wealth Advisors's Western Asset Corporate Loan Fund Inc. position peaked at $12K in Q2 2014.
27 funds tracked by Wall St. Rank held Western Asset Corporate Loan Fund Inc. as of Q1 2015.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2015, filed 14 May 2015.