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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FRT icon
926
Federal Realty Investment Trust
FRT
$9.74B
– –
-706
Closed -$85.3K
FSS icon
927
Federal Signal
FSS
$6.99B
– –
-10,401
Closed -$152K
FT
928
Franklin Universal Trust
FT
$185M
– –
-897
Closed -$6.75K
FTA icon
929
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.38B
– –
-120
Closed -$5.22K
FSZ icon
930
First Trust Switzerland AlphaDEX Fund
FSZ
$34.7M
– –
-500
Closed -$21.5K
FTFT icon
931
Future FinTech Group
FTFT
$51M
– –
0
– -$6.9K
FTI icon
932
TechnipFMC
FTI
$28.7B
– –
-67
Closed -$3.05K
FTSL icon
933
First Trust Senior Loan Fund ETF
FTSL
$2.44B
– –
-50
Closed -$2.46K
FXD icon
934
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$249M
– –
-537
Closed -$17.9K
FXG icon
935
First Trust Consumer Staples AlphaDEX Fund
FXG
$219M
– –
-3,513
Closed -$140K
FXI icon
936
iShares China Large-Cap ETF
FXI
$4.08B
– –
-11,562
Closed -$196K
FXN icon
937
First Trust Energy AlphaDEX Fund
FXN
$393M
– –
-2,570
Closed -$75.3K
FXP icon
938
ProShares UltraShort FTSE China 50 of ProShares Trust
FXP
$5.8M
– –
-24
Closed -$11.5K
FXR icon
939
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$704M
– –
-500
Closed -$15.3K
FXZ icon
940
First Trust Materials AlphaDEX Fund
FXZ
$394M
– –
-1,706
Closed -$58.3K
FYT icon
941
First Trust Small Cap Value AlphaDEX Fund
FYT
$197M
– –
-1,332
Closed -$43.8K
FYX icon
942
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.38B
– –
-570
Closed -$28K
G icon
943
Genpact
G
$5.92B
– –
-10
Closed -$178
GAB icon
944
Gabelli Equity Trust
GAB
$1.83B
– –
-4,440
Closed -$31.7K
GATX icon
945
GATX Corp
GATX
$6.43B
– –
-1,312
Closed -$87.8K
GAU
946
Galiano Gold
GAU
$549M
– –
-2,000
Closed -$5.18K
GBDC icon
947
Golub Capital BDC
GBDC
$3.32B
– –
-5,066
Closed -$87.8K
AGGM
948
iShares 1-10 Year U.S. Aggregate Bond ETF
AGGM
$106M
– –
-300
Closed -$33.8K
GCC icon
949
WisdomTree Enhanced Commodity Strategy Fund
GCC
$335M
– –
-186
Closed -$5.2K
TDAY
950
USA Today Co
TDAY
$954M
– –
-18
Closed -$254
36 37
38
39 40

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.