B. Riley Wealth Advisors’s Franklin Universal Trust FT Stock Holding History

B. Riley Wealth Advisors’s Portfolio FT Stock Details FT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-897	Closed	-$6	–	1078
2014 Q4	$6	Buy	+897	New	+$6.41K	﹤0.01%	3082
2014 Q3	–	Sell	-897	Closed	-$6.75K	–	1102
2014 Q2	$6.75K	Buy	+897	New	+$6.64K	﹤0.01%	1946

Other funds holding FT

FIMG

Financial & Investment Management Group Traverse City, Michigan $274M AUM 8.43% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Koshinski Asset Management Decatur, Illinois $1.6B AUM 20.7% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

B. Riley Wealth Advisors's FT Position: Q1 2015 in Review

B. Riley Wealth Advisors sold out of Franklin Universal Trust (FT) in Q1 2015, closing a stake of 897 shares — an estimated $6 sold.

B. Riley Wealth Advisors first reported a position in FT in Q2 2014 and held it in 2 quarters. The position peaked at $6.75K in Q2 2014. 31 funds tracked by Wall St. Rank hold FT as of Q1 2015.

B. Riley Wealth Advisors reported no remaining Franklin Universal Trust position as of Q1 2015 after selling out during the quarter.
B. Riley Wealth Advisors sold 897 Franklin Universal Trust shares in Q1 2015, an estimated $6.
B. Riley Wealth Advisors first reported a position in Franklin Universal Trust in Q2 2014 and held it in 2 quarters.
B. Riley Wealth Advisors's Franklin Universal Trust position peaked at $6.75K in Q2 2014.
31 funds tracked by Wall St. Rank held Franklin Universal Trust as of Q1 2015.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2015, filed 14 May 2015.