B. Riley Wealth Advisors’s First Trust Small Cap Value AlphaDEX Fund FYT Stock Holding History

B. Riley Wealth Advisors’s Portfolio FYT Stock Details FYT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-1,332	Closed	-$43.8K	–	1115
2014 Q2	$43.8K	Buy	+1,332	New	+$42.5K	0.01%	1091

Other funds holding FYT

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

IFWM

Institute for Wealth Management Denver, Colorado $1.13B AUM 39.73% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

AIG

American International Group New York $609M AUM 23.67% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

FHC

First Heartland Consultants Lake St. Louis, Missouri $1.55B AUM 20.5% 1-Year Est. Return

B. Riley Wealth Advisors's FYT Position: Q3 2014 in Review

B. Riley Wealth Advisors sold out of First Trust Small Cap Value AlphaDEX Fund (FYT) in Q3 2014, closing a stake of 1,332 shares — an estimated $43.8K sold.

B. Riley Wealth Advisors first reported a position in FYT in Q2 2014 and held it in 1 quarter. The position peaked at $43.8K in Q2 2014. 26 funds tracked by Wall St. Rank hold FYT as of Q3 2014.

B. Riley Wealth Advisors reported no remaining First Trust Small Cap Value AlphaDEX Fund position as of Q3 2014 after selling out during the quarter.
B. Riley Wealth Advisors sold 1,332 First Trust Small Cap Value AlphaDEX Fund shares in Q3 2014, an estimated $43.8K.
B. Riley Wealth Advisors first reported a position in First Trust Small Cap Value AlphaDEX Fund in Q2 2014 and held it in 1 quarter.
B. Riley Wealth Advisors's First Trust Small Cap Value AlphaDEX Fund position peaked at $43.8K in Q2 2014.
26 funds tracked by Wall St. Rank held First Trust Small Cap Value AlphaDEX Fund as of Q3 2014.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.