B. Riley Wealth Advisors’s First Trust Consumer Discretionary AlphaDEX Fund FXD Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2024 Q1	–	Sell	-3,418	Closed	-$202K	–	1473
2023 Q4	$202K	Buy	+3,418	New	+$180K	0.01%	1257
2022 Q3	–	Sell	-4,521	Closed	-$203K	–	1479
2022 Q2	$203K	Sell	4,521 -368	-8%	-$18.4K	0.01%	1036
2022 Q1	$267K	Sell	4,889 -74	-1%	-$4.21K	0.01%	1068
2021 Q4	$308K	Buy	4,963 +207	+4%	+$12.8K	0.01%	1060
2021 Q3	$282K	Buy	4,756 +452	+11%	+$27.6K	0.01%	1072
2021 Q2	$262K	Buy	+4,304	New	+$259K	0.01%	1093
2021 Q1	–	Sell	-10,416	Closed	-$530K	–	1376
2020 Q4	$530K	Sell	10,416 -175	-2%	-$8.21K	0.03%	523
2020 Q3	$451K	Buy	+10,591	New	+$437K	0.02%	570
2019 Q4	–	Sell	-5,516	Closed	-$232K	–	867
2019 Q3	$232K	Buy	5,516 +51	+0.9%	+$2.16K	0.02%	684
2019 Q2	$234K	Sell	5,465 -447	-8%	-$19.1K	0.03%	659
2019 Q1	$249K	Buy	5,912 +290	+5%	+$11.8K	0.03%	572
2018 Q4	$208K	Buy	5,622 +73	+1%	+$2.92K	0.03%	571
2018 Q3	$242K	Buy	5,549 +412	+8%	+$17.8K	0.03%	575
2018 Q2	$219K	Buy	+5,137	New	+$213K	0.03%	582
2016 Q1	–	Sell	-11,245	Closed	-$385K	–	573
2015 Q4	$385K	Buy	+11,245	New	+$394K	0.08%	298
2015 Q1	–	Sell	-2,401	Closed	-$86	–	1091
2014 Q4	$86	Buy	+2,401	New	+$81K	﹤0.01%	1811
2014 Q3	–	Sell	-537	Closed	-$17.9K	–	1108
2014 Q2	$17.9K	Buy	+537	New	+$17.1K	﹤0.01%	1518
2013 Q3	–	Sell	-8,999	Closed	-$244K	–	693
2013 Q2	$244K	Buy	+8,999	New	+$240K	0.08%	276