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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+2.69%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$492M
AUM Growth
-$17.8M
Cap. Flow
-$80M
Cap. Flow %
-16.27%
Top 10 Hldgs %
15.95%
Holding
676
New
61
Increased
154
Reduced
293
Closed
141

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$2.6M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$1.87M
3
IBDM
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
+$1.57M
4
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$1.15M
5
MCK icon
McKesson
MCK
+$953K

Top Sells

Rank Stock Value
1
EXP icon
Eagle Materials
EXP
+$3.54M
2
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.45M
3
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$2.43M
4
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$2.26M
5
REZ icon
iShares Residential and Multisector Real Estate ETF
REZ
+$2.02M

Sector Composition

Rank Sector Weight
1 Healthcare 8.89%
2 Financials 8.79%
3 Technology 8.05%
4 Communication Services 7.54%
5 Energy 5.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALR
651
DELISTED
AlerisLife Inc
ALR
– –
-2,049
Closed -$40K
MNDT
652
DELISTED
Mandiant, Inc. Common Stock
MNDT
– –
-11,187
Closed -$165K
CERN
653
DELISTED
Cerner Corp
CERN
– –
-3,910
Closed -$242K
KRA
654
DELISTED
Kraton Corporation
KRA
– –
-6,860
Closed -$241K
COR
655
DELISTED
Coresite Realty Corporation
COR
– –
-7,880
Closed -$355K
RPAI
656
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
– –
-10,599
Closed -$179K
DNKN
657
DELISTED
Dunkin' Brands Group, Inc.
DNKN
– –
-3,961
Closed -$207K
KNOW
658
DELISTED
Direxion All Cap Insider Sentiment Shares
KNOW
– –
-9,940
Closed -$370K
SPYB
659
DELISTED
SPDR S&P 500 Buyback ETF
SPYB
– –
-4,650
Closed -$231K
VIAB
660
DELISTED
Viacom Inc. Class B
VIAB
– –
-9,580
Closed -$365K
P
661
DELISTED
Pandora Media Inc
P
– –
-11,867
Closed -$171K
POT
662
DELISTED
Potash Corp Of Saskatchewan
POT
– –
-20,184
Closed -$330K
MBLY
663
DELISTED
Mobileye N.V.
MBLY
– –
-4,968
Closed -$212K
NRF
664
DELISTED
NorthStar Realty Finance Corp.
NRF
– –
-36,781
Closed -$485K
OCLSW
665
DELISTED
Oculus Innovative Sciences, Inc.
OCLSW
– –
-18,500
Closed -$5K
TACO
666
DELISTED
Del Taco Restaurants, Inc. Common Stock
TACO
– –
-16,000
Closed -$191K
SIVB
667
DELISTED
SVB Financial Group
SIVB
– –
-3,018
Closed -$334K
NIHD
668
DELISTED
NII Holdings, Inc. Common Stock
NIHD
– –
-25,000
Closed -$84K
FONE
669
DELISTED
First Trust NASDAQ Smartphone Index Fund
FONE
– –
-18,938
Closed -$777K
XLVS
670
DELISTED
POWERSHARES S&P SMALLCAP HEALTH CARE PORTFOLIO
XLVS
– –
-13,760
Closed -$1.02M
XLPS
671
DELISTED
POWERSHARES S&P SMALLCAP CONSUMER STAPLES PORT
XLPS
– –
-5,658
Closed -$371K
XLKS
672
DELISTED
POWERSHARES S&P SMALLCAP INFORMATION TECHNOLOGY PORTFOLIO
XLKS
– –
-3,981
Closed -$254K
XLBS
673
DELISTED
POWERSHARES S&P SMALLCAP MATERIALS PORT
XLBS
– –
-5,740
Closed -$232K
VG
674
DELISTED
Vonage Holdings Corporation
VG
– –
-10,500
Closed -$70K
XLFS
675
DELISTED
POWERSHARES S&P SMALLCAP FINANCIALS PORTFOLIO
XLFS
– –
-12,489
Closed -$563K
23 24 25 26
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B. Riley Wealth Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, B. Riley Wealth Advisors held 676 positions worth $492M, down 3.5% from $510M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Advisors withdrew a net $80M in Q4 2016, closing 141 positions and reducing 293 holdings. Its most notable exit was First Trust Dow Jones Internet Index Fund ETF, an estimated $2.45M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 8.9% of assets, up from 7.8% a quarter earlier, followed by Financials and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares iBonds Dec 2021 Term Corporate ETF worth $1.56M.

  • B. Riley Wealth Advisors's largest Q4 2016 buy was iShares iBonds Dec 2021 Term Corporate ETF: 63,002 shares worth $1.56M.
  • B. Riley Wealth Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q4 2016, an estimated $2.6M increase.
  • B. Riley Wealth Advisors's biggest Q4 2016 reduction was Eagle Materials, cutting an estimated $3.54M.
  • B. Riley Wealth Advisors fully exited First Trust Dow Jones Internet Index Fund ETF in Q4 2016, selling an estimated $2.45M.
  • B. Riley Wealth Advisors's ten largest holdings make up 16% of its $492M portfolio in Q4 2016.
  • B. Riley Wealth Advisors opened 61 new positions and closed 141 in Q4 2016.
  • B. Riley Wealth Advisors's portfolio value fell 3.5% quarter-over-quarter to $492M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2016, filed 14 Feb 2017.