B. Riley Wealth Advisors’s Direxion All Cap Insider Sentiment Shares KNOW Stock Holding History

B. Riley Wealth Advisors’s Portfolio KNOW Stock Details KNOW Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-9,940	Closed	-$370K	–	659
2016 Q3	$370K	Sell	9,940 -660	-6%	-$24.7K	0.07%	341
2016 Q2	$386K	Buy	10,600 +1,990	+23%	+$71.9K	0.08%	323
2016 Q1	$305K	Buy	8,610 +820	+11%	+$27.6K	0.07%	349
2015 Q4	$278K	Buy	7,790 +920	+13%	+$32.4K	0.06%	387
2015 Q3	$228K	Buy	+6,870	New	+$241K	0.05%	432

Other funds holding KNOW

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

LYV

Live Your Vision West Conshohocken, Pennsylvania $330M AUM 2.28% 1-Year Est. Return

WMG

WESCAP Management Group Glendale, California $508M AUM 18.98% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

B. Riley Wealth Advisors's KNOW Position: Q4 2016 in Review

B. Riley Wealth Advisors sold out of Direxion All Cap Insider Sentiment Shares (KNOW) in Q4 2016, closing a stake of 9,940 shares — an estimated $370K sold.

B. Riley Wealth Advisors first reported a position in KNOW in Q3 2015 and held it in 5 quarters. The position peaked at $386K in Q2 2016. 39 funds tracked by Wall St. Rank hold KNOW as of Q4 2016.

B. Riley Wealth Advisors reported no remaining Direxion All Cap Insider Sentiment Shares position as of Q4 2016 after selling out during the quarter.
B. Riley Wealth Advisors sold 9,940 Direxion All Cap Insider Sentiment Shares shares in Q4 2016, an estimated $370K.
B. Riley Wealth Advisors first reported a position in Direxion All Cap Insider Sentiment Shares in Q3 2015 and held it in 5 quarters.
B. Riley Wealth Advisors's Direxion All Cap Insider Sentiment Shares position peaked at $386K in Q2 2016.
39 funds tracked by Wall St. Rank held Direxion All Cap Insider Sentiment Shares as of Q4 2016.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2016, filed 14 Feb 2017.