BRWA
FONE

B. Riley Wealth Advisors’s First Trust NASDAQ Smartphone Index Fund FONE Stock Holding History

B. Riley Wealth Advisors’s Portfolio FONE Stock Details FONE Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2016
Q4 		– Sell
-18,938
Closed -$777K – 670
2016
Q3 		$777K Sell
18,938
-572
-3% -$22.6K 0.15% 172
2016
Q2 		$722K Buy
19,510
+2,691
+16% +$98K 0.14% 177
2016
Q1 		$625K Buy
16,819
+658
+4% +$22.7K 0.14% 177
2015
Q4 		$588K Buy
16,161
+3,281
+25% +$121K 0.12% 208
2015
Q3 		$443K Buy
12,880
+2,845
+28% +$103K 0.11% 255
2015
Q2 		$389K Buy
10,035
+80
+0.8% +$3.27K 0.1% 264
2015
Q1 		$400K Buy
9,955
+560
+6% +$22K 0.1% 277
2014
Q4 		$359 Buy
9,395
+3,025
+47% +$112K 0.01% 1036
2014
Q3 		$235K Buy
6,370
+1,570
+33% +$59.9K 0.06% 452
2014
Q2 		$183K Buy
4,800
+250
+5% +$9.09K 0.04% 482
2014
Q1 		$161K Buy
+4,550
New +$155K 0.05% 457

Other funds holding FONE

Jane Street
Jane Street New York $777B AUM 61.18% 1-Year Est. Return
Susquehanna International Group
Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return
Citadel Advisors
Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
LTFS
Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return
Creative Planning
Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
EWM
Evercore Wealth Management New York $6.36B AUM 20.35% 1-Year Est. Return
MFS
MSI Financial Services Springfield, Massachusetts $3.07B AUM 10.22% 1-Year Est. Return
AG
Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

B. Riley Wealth Advisors's FONE Position: Q4 2016 in Review

B. Riley Wealth Advisors sold out of First Trust NASDAQ Smartphone Index Fund (FONE) in Q4 2016, closing a stake of 18,938 shares — an estimated $777K sold.

B. Riley Wealth Advisors first reported a position in FONE in Q1 2014 and held it in 11 quarters. The position peaked at $777K in Q3 2016. 12 funds tracked by Wall St. Rank hold FONE as of Q4 2016.

  • B. Riley Wealth Advisors reported no remaining First Trust NASDAQ Smartphone Index Fund position as of Q4 2016 after selling out during the quarter.
  • B. Riley Wealth Advisors sold 18,938 First Trust NASDAQ Smartphone Index Fund shares in Q4 2016, an estimated $777K.
  • B. Riley Wealth Advisors first reported a position in First Trust NASDAQ Smartphone Index Fund in Q1 2014 and held it in 11 quarters.
  • B. Riley Wealth Advisors's First Trust NASDAQ Smartphone Index Fund position peaked at $777K in Q3 2016.
  • 12 funds tracked by Wall St. Rank held First Trust NASDAQ Smartphone Index Fund as of Q4 2016.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2016, filed 14 Feb 2017.