First Trust NASDAQ Smartphone Index Fund
FONE
FONE was delisted on the 29th of May, 2019.
13 hedge funds and large institutions have $1.69M invested in First Trust NASDAQ Smartphone Index Fund in 2014 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 4 increasing their positions, 2 reducing their positions, and 1 closing their positions.
200% more first-time investments, than exits
New positions opened: 3 | Existing positions closed: 1
100% more repeat investments, than reductions
Existing positions increased: 4 | Existing positions reduced: 2
18% more funds holding
Funds holding: 11 → 13 (+2)
29% less capital invested
Capital invested by funds: $2.38M → $1.69M (-$695K)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
BRWA
B. Riley Wealth Advisors
Boca Raton,
Florida
|
+$59.9K |
| 2 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$18.5K |
| 3 |
U
UBS
Zurich,
Switzerland
|
+$14.9K |
| 4 |
TRCT
Tower Research Capital (TRC)
New York
|
+$7.51K |
| 5 |
DADC
D.A. Davidson & Co
Great Falls,
Montana
|
+$2.78K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
-$396K |
| 2 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$355K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
1
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| $700K | -$355K | -9,325 | -33% |
|
|
2
Morgan Stanley
New York
| $436K | -$396K | -10,383 | -47% |
|
|
BRWA
3
B. Riley Wealth Advisors
Boca Raton,
Florida
| $235K | +$59.9K | +1,570 | +33% |
|
|
U
4
UBS
Zurich,
Switzerland
| $146K | +$14.9K | +390 | +11% |
|
|
LTFS
5
Ladenburg Thalmann Financial Services
Miami,
Florida
| $94K | +$419 | +11 | +0.4% |
|
6
Citigroup
New York
| $28K | – | – | – |
|
|
7
Royal Bank of Canada
Toronto,
Ontario, Canada
| $19K | +$18.5K | +486 | +2,314% |
|
|
NFG
8
Next Financial Group
Houston,
Texas
| $7K | – | – | – |
|
|
WA
9
WealthTrust-Arizona
Scottsdale,
Arizona
| $7K | – | – | – |
|
|
WA
10
WFG Advisors
Dallas,
Texas
| $7K | – | – | – |
|
|
TRCT
11
Tower Research Capital (TRC)
New York
| $7K | +$7.51K | +197 | New |
|
|
OCM
12
One Capital Management
Westlake Village,
California
| $2K | +$1.72K | +45 | New |
|
|
DADC
13
D.A. Davidson & Co
Great Falls,
Montana
| $2K | +$2.78K | +73 | New |
|
FONE Hedge Fund Activity: Q3 2014 in Review
13 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ Smartphone Index Fund (FONE) for Q3 2014, worth a combined $1.69M — down 29% from $2.38M a quarter earlier.
Buyers outnumbered sellers: 3 funds opened new FONE positions and 1 closed out — a net gain of 2 holders — while 4 added to existing stakes and 2 trimmed.
The largest buyer was B. Riley Wealth Advisors, adding an estimated $59.9K. The largest seller was Morgan Stanley, cutting an estimated $396K.
- 13 institutional investors held First Trust NASDAQ Smartphone Index Fund (FONE) as of Q3 2014, up from 11 in Q2 2014.
- Funds reported $1.69M of First Trust NASDAQ Smartphone Index Fund stock for Q3 2014, down 29% quarter-over-quarter.
- 3 funds opened new First Trust NASDAQ Smartphone Index Fund positions in Q3 2014 and 1 closed out, a net change of +2 holders.
- The largest First Trust NASDAQ Smartphone Index Fund buyer in Q3 2014 was B. Riley Wealth Advisors, an estimated $59.9K added.
- The largest First Trust NASDAQ Smartphone Index Fund seller in Q3 2014 was Morgan Stanley, an estimated $396K sold.
Based on aggregated 13F filings for Q3 2014.