First Trust NASDAQ Smartphone Index Fund
FONE
FONE was delisted on the 29th of May, 2019.
13 hedge funds and large institutions have $2.74M invested in First Trust NASDAQ Smartphone Index Fund in 2015 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 5 increasing their positions, 1 reducing their positions, and 1 closing their positions.
400% more repeat investments, than reductions
Existing positions increased: 5 | Existing positions reduced: 1
200% more first-time investments, than exits
New positions opened: 3 | Existing positions closed: 1
47% more capital invested
Capital invested by funds: $1.86M → $2.74M (+$883K)
18% more funds holding
Funds holding: 11 → 13 (+2)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
LTFS
Ladenburg Thalmann Financial Services
Miami,
Florida
|
+$329K |
| 2 |
Morgan Stanley
New York
|
+$215K |
| 3 |
UBS Group
Zurich,
Switzerland
|
+$126K |
| 4 |
BRWA
B. Riley Wealth Advisors
Boca Raton,
Florida
|
+$22K |
| 5 |
EWM
Evercore Wealth Management
New York
|
+$15.7K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
-$309K |
| 2 |
TRCT
Tower Research Capital (TRC)
New York
|
-$15.9K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
1
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| $1.13M | +$4.09K | +104 | +0.4% |
|
|
LTFS
2
Ladenburg Thalmann Financial Services
Miami,
Florida
| $525K | +$329K | +8,379 | +179% |
|
|
BRWA
3
B. Riley Wealth Advisors
Boca Raton,
Florida
| $400K | +$22K | +560 | +6% |
|
|
4
UBS Group
Zurich,
Switzerland
| $326K | +$126K | +3,216 | +66% |
|
|
5
Morgan Stanley
New York
| $276K | +$215K | +5,459 | +389% |
|
6
Citigroup
New York
| $30K | – | – | – |
|
|
EWM
7
Evercore Wealth Management
New York
| $16K | +$15.7K | +400 | New |
|
|
IWMPD
8
Integrated Wealth Management (Palm Desert)
Palm Desert,
California
| $15K | +$14.7K | +375 | New |
|
|
MFS
9
MSI Financial Services
Springfield,
Massachusetts
| $10K | +$9.83K | +250 | New |
|
|
WA
10
WFG Advisors
Dallas,
Texas
| $8K | – | – | – |
|
|
TRCT
11
Tower Research Capital (TRC)
New York
| $4K | -$15.9K | -404 | -79% |
|
|
DADC
12
D.A. Davidson & Co
Great Falls,
Montana
| $2K | – | – | – |
|
|
13
Royal Bank of Canada
Toronto,
Ontario, Canada
| – | -$309K | -8,090 | Closed |
|
FONE Hedge Fund Activity: Q1 2015 in Review
13 of the 3,754 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ Smartphone Index Fund (FONE) for Q1 2015, worth a combined $2.74M — up 47% from $1.86M a quarter earlier.
Buyers outnumbered sellers: 3 funds opened new FONE positions and 1 closed out — a net gain of 2 holders — while 5 added to existing stakes and 1 trimmed.
The largest buyer was Ladenburg Thalmann Financial Services, adding an estimated $329K. The largest seller was Royal Bank of Canada, exiting entirely with an estimated $309K sold.
- 13 institutional investors held First Trust NASDAQ Smartphone Index Fund (FONE) as of Q1 2015, up from 11 in Q4 2014.
- Funds reported $2.74M of First Trust NASDAQ Smartphone Index Fund stock for Q1 2015, up 47% quarter-over-quarter.
- 3 funds opened new First Trust NASDAQ Smartphone Index Fund positions in Q1 2015 and 1 closed out, a net change of +2 holders.
- The largest First Trust NASDAQ Smartphone Index Fund buyer in Q1 2015 was Ladenburg Thalmann Financial Services, an estimated $329K added.
- The largest First Trust NASDAQ Smartphone Index Fund seller in Q1 2015 was Royal Bank of Canada, an estimated $309K sold.
Based on aggregated 13F filings for Q1 2015.