First Trust NASDAQ Smartphone Index Fund
FONE
FONE was delisted on the 29th of May, 2019.
11 hedge funds and large institutions have $1.86M invested in First Trust NASDAQ Smartphone Index Fund in 2014 Q4 according to their latest regulatory filings, with 2 funds opening new positions, 5 increasing their positions, 1 reducing their positions, and 3 closing their positions.
400% more repeat investments, than reductions
Existing positions increased: 5 | Existing positions reduced: 1
10% more capital invested
Capital invested by funds: $1.69M → $1.86M (+$168K)
15% less funds holding
Funds holding: 13 → 11 (-2)
33% less first-time investments, than exits
New positions opened: 2 | Existing positions closed: 3
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$336K |
| 2 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$281K |
| 3 |
BRWA
B. Riley Wealth Advisors
Boca Raton,
Florida
|
+$112K |
| 4 |
LTFS
Ladenburg Thalmann Financial Services
Miami,
Florida
|
+$79.1K |
| 5 |
TRCT
Tower Research Capital (TRC)
New York
|
+$11.7K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
-$385K |
| 2 |
NFG
Next Financial Group
Houston,
Texas
|
-$7K |
| 3 |
WA
WealthTrust-Arizona
Scottsdale,
Arizona
|
-$7K |
| 4 |
OCM
One Capital Management
Westlake Village,
California
|
-$2K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
1
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| $1.07M | +$336K | +9,071 | +48% |
|
|
2
Royal Bank of Canada
Toronto,
Ontario, Canada
| $309K | +$281K | +7,583 | +1,496% |
|
3
UBS Group
Zurich,
Switzerland
| $187K | +$181K | +4,890 | New |
|
|
LTFS
4
Ladenburg Thalmann Financial Services
Miami,
Florida
| $179K | +$79.1K | +2,138 | +84% |
|
|
5
Morgan Stanley
New York
| $53K | -$385K | -10,411 | -88% |
|
6
Citigroup
New York
| $29K | – | – | – |
|
|
TRCT
7
Tower Research Capital (TRC)
New York
| $20K | +$11.7K | +317 | +161% |
|
|
WA
8
WFG Advisors
Dallas,
Texas
| $8K | – | – | – |
|
|
DADC
9
D.A. Davidson & Co
Great Falls,
Montana
| $2K | – | – | – |
|
|
BRWA
10
B. Riley Wealth Advisors
Boca Raton,
Florida
| $359 | +$112K | +3,025 | +47% |
|
|
WA
11
WealthTrust-Arizona
Scottsdale,
Arizona
| – | -$7K | -202 | Closed |
|
|
NFG
12
Next Financial Group
Houston,
Texas
| – | -$7K | -200 | Closed |
|
|
OCM
13
One Capital Management
Westlake Village,
California
| – | -$2K | -45 | Closed |
|
14
Parallax Volatility Advisers
San Francisco,
California
| – | +$37 | +1 | New |
|
FONE Hedge Fund Activity: Q4 2014 in Review
11 of the 3,751 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ Smartphone Index Fund (FONE) for Q4 2014, worth a combined $1.86M — up 10% from $1.69M a quarter earlier.
Sellers outnumbered buyers: 3 funds closed out of FONE and 2 opened new positions — a net loss of 1 holder — while 1 trimmed existing stakes and 5 added.
The largest buyer was Susquehanna International Group, adding an estimated $336K. The largest seller was Morgan Stanley, cutting an estimated $385K.
- 11 institutional investors held First Trust NASDAQ Smartphone Index Fund (FONE) as of Q4 2014, down from 13 in Q3 2014.
- Funds reported $1.86M of First Trust NASDAQ Smartphone Index Fund stock for Q4 2014, up 10% quarter-over-quarter.
- 2 funds opened new First Trust NASDAQ Smartphone Index Fund positions in Q4 2014 and 3 closed out, a net change of -1 holder.
- The largest First Trust NASDAQ Smartphone Index Fund buyer in Q4 2014 was Susquehanna International Group, an estimated $336K added.
- The largest First Trust NASDAQ Smartphone Index Fund seller in Q4 2014 was Morgan Stanley, an estimated $385K sold.
Based on aggregated 13F filings for Q4 2014.