AUA Capital Management Portfolio holdings
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
British American Tobacco
BTI
|
+$626K |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$179K |
| 3 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$95.4K |
| 4 |
iShares National Muni Bond ETF
MUB
|
+$79.9K |
| 5 |
Amazon
AMZN
|
+$49.1K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$3.32M |
| 2 |
RAI
Reynolds American Inc
RAI
|
+$1.2M |
| 3 |
Vanguard Short-Term Corporate Bond ETF
VCSH
|
+$881K |
| 4 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$401K |
| 5 |
DuPont de Nemours
DD
|
+$246K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 4.02% |
| 2 | Healthcare | 3.55% |
| 3 | Technology | 3.05% |
| 4 | Consumer Staples | 2.83% |
| 5 | Consumer Discretionary | 2.41% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
201
Advance Auto Parts
AAP
$3.53B
| – | – |
-880
| Closed | -$103K |
|
202
Broadridge
BR
$18.4B
| $0 | ﹤0.01% |
4
| – | – |
|
|
203
DuPont de Nemours
DD
$18.6B
| – | – |
-1,538
| Closed | -$246K |
|
204
M&T Bank
MTB
$36.3B
| $0 | ﹤0.01% |
2
| – | – |
|
205
Regions Financial
RF
$26.4B
| $0 | ﹤0.01% |
6
| – | – |
|
206
Toronto Dominion Bank
TD
$193B
| $0 | ﹤0.01% |
4
| – | – |
|
207
State Street Energy Select Sector SPDR ETF
XLE
$39B
| – | – |
-3,336
| Closed | -$108K |
|
|
EV
208
DELISTED
Eaton Vance Corp.
EV
| $0 | ﹤0.01% |
9
| – | – |
|
|
RAI
209
DELISTED
Reynolds American Inc
RAI
| – | – |
-18,436
| Closed | -$1.2M |
|
Similar funds
AUA Capital Management's Q3 2017 Portfolio in Review
As of Q3 2017, AUA Capital Management held 209 positions worth $109M, down 2.2% from $111M the previous quarter. Its ten largest holdings account for 60% of the portfolio.
AUA Capital Management withdrew a net $5.52M in Q3 2017, closing 4 positions and reducing 10 holdings. Its most notable exit was Reynolds American Inc, an estimated $1.2M position sold in full.
By sector, the portfolio is most concentrated in Financials at 4% of assets, up from 3.7% a quarter earlier, followed by Healthcare and Technology.
Against the trend, AUA Capital Management opened a new position in British American Tobacco worth $606K.
- AUA Capital Management's largest Q3 2017 buy was British American Tobacco: 9,697 shares worth $606K.
- AUA Capital Management added most to iShares Core US Aggregate Bond ETF in Q3 2017, an estimated $179K increase.
- AUA Capital Management's biggest Q3 2017 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $3.32M.
- AUA Capital Management fully exited Reynolds American Inc in Q3 2017, selling an estimated $1.2M.
- AUA Capital Management's ten largest holdings make up 60% of its $109M portfolio in Q3 2017.
- AUA Capital Management opened 1 new position and closed 4 in Q3 2017.
- AUA Capital Management's portfolio value fell 2.2% quarter-over-quarter to $109M.
Based on AUA Capital Management's 13F filing for Q3 2017, filed 20 Oct 2017.