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ACM

AUA Capital Management Portfolio holdings

AUM $216M
1-Year Est. Return 19.17%
This Fund
S&P 500
This Quarter Est. Return
+0.13%
1 Year Est. Return
+19.17%
3 Year Est. Return
+61.39%
5 Year Est. Return
+68.45%
10 Year Est. Return
–
AUM
$105M
AUM Growth
–
Cap. Flow
+$104M
Cap. Flow %
99.36%
Top 10 Hldgs %
72.51%
Holding
202
New
202
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$23.1M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$13.5M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$12.6M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$7.19M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$7.19M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Financials 3.81%
2 Consumer Staples 3.51%
3 Healthcare 3.28%
4 Technology 2.74%
5 Consumer Discretionary 2.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TD icon
201
Toronto Dominion Bank
TD
$198B
$0 ﹤0.01%
+4
New +$187
EV
202
DELISTED
Eaton Vance Corp.
EV
$0 ﹤0.01%
+9
New +$354
5 6 7 8
9

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AUA Capital Management's Q4 2016 Portfolio in Review

Q4 2016 is the first quarter with a 13F filing on record for AUA Capital Management, which disclosed 202 positions worth $105M. Its ten largest holdings account for 73% of the portfolio.

Its largest position is State Street SPDR S&P 500 ETF Trust: 105,936 shares worth $23.7M.

By sector, the portfolio is most concentrated in Financials at 3.8% of assets, followed by Consumer Staples and Healthcare.

  • AUA Capital Management's largest Q4 2016 buy was State Street SPDR S&P 500 ETF Trust: 105,936 shares worth $23.7M.
  • AUA Capital Management's ten largest holdings make up 73% of its $105M portfolio in Q4 2016.
  • AUA Capital Management disclosed 202 positions in Q4 2016, its first 13F filing on record.

Based on AUA Capital Management's 13F filing for Q4 2016, filed 5 Jun 2017.