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ACM
AUA Capital Management Portfolio holdings
AUM
$216M
1-Year Est. Return
19.17%
This Fund
S&P 500
This Quarter
Est. Return
+6.34%
1 Year Est. Return
+19.17%
3 Year Est. Return
+61.39%
5 Year Est. Return
+68.45%
10 Year Est. Return
–
AUM
$121M
AUM Growth
-$2.89M
(-2.3%)
Cap. Flow
-$9.97M
Cap. Flow
% of AUM
-8.21%
Top 10 Holdings %
Top 10 Hldgs %
63.85%
Holding
189
New
–
Increased
1
Reduced
48
Closed
6
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Bristol-Myers Squibb
BMY
|
+$108K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI EAFE ETF
EFA
|
+$2.21M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.27M |
| 3 |
Vanguard FTSE Developed Markets ETF
VEA
|
+$777K |
| 4 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$511K |
| 5 |
SPDR Gold Trust
GLD
|
+$503K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 4.12% |
| 2 | Technology | 3.56% |
| 3 | Healthcare | 3.06% |
| 4 | Consumer Discretionary | 2.93% |
| 5 | Communication Services | 2.41% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
176
Alcon
ALC
$34.6B
| $1K | ﹤0.01% |
19
| – | – |
|
177
Brighthouse Financial
BHF
$3.6B
| $1K | ﹤0.01% |
15
| – | – |
|
178
GE Aerospace
GE
$391B
| $1K | ﹤0.01% |
10
| – | – |
|
179
Adient
ADNT
$1.66B
| – | – |
-20
| Closed | – |
|
180
Broadridge
BR
$19.5B
| $0 | ﹤0.01% |
4
| – | – |
|
181
Johnson Controls International
JCI
$93.1B
| – | – |
-209
| Closed | -$9K |
|
182
Lennar Class B
LEN.B
$20.6B
| – | – |
-4
| Closed | – |
|
183
M&T Bank
MTB
$36.7B
| $0 | ﹤0.01% |
2
| – | – |
|
184
Regions Financial
RF
$27.3B
| $0 | ﹤0.01% |
6
| – | – |
|
185
Toronto Dominion Bank
TD
$197B
| $0 | ﹤0.01% |
4
| – | – |
|
186
Teva Pharmaceuticals
TEVA
$40.1B
| – | – |
-1,500
| Closed | -$10K |
|
|
EV
187
DELISTED
Eaton Vance Corp.
EV
| $0 | ﹤0.01% |
9
| – | – |
|
|
VSM
188
DELISTED
Versum Materials, Inc.
VSM
| – | – |
-269
| Closed | -$14K |
|
|
CELG
189
DELISTED
Celgene Corp
CELG
| – | – |
-1,884
| Closed | -$187K |
|
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AUA Capital Management's Q4 2019 Portfolio in Review
As of Q4 2019, AUA Capital Management held 189 positions worth $121M, down 2.3% from $124M the previous quarter. Its ten largest holdings account for 64% of the portfolio.
AUA Capital Management withdrew a net $9.97M in Q4 2019, closing 6 positions and reducing 48 holdings. Its most notable exit was Celgene Corp, an estimated $187K position sold in full.
By sector, the portfolio is most concentrated in Financials at 4.1% of assets, up from 4% a quarter earlier, followed by Technology and Healthcare.
Against the trend, AUA Capital Management added an estimated $108K to Bristol-Myers Squibb.
- AUA Capital Management added most to Bristol-Myers Squibb in Q4 2019, an estimated $108K increase.
- AUA Capital Management's biggest Q4 2019 reduction was iShares MSCI EAFE ETF, cutting an estimated $2.21M.
- AUA Capital Management fully exited Celgene Corp in Q4 2019, selling an estimated $187K.
- AUA Capital Management's ten largest holdings make up 64% of its $121M portfolio in Q4 2019.
- AUA Capital Management opened 0 new positions and closed 6 in Q4 2019.
- AUA Capital Management's portfolio value fell 2.3% quarter-over-quarter to $121M.
Based on AUA Capital Management's 13F filing for Q4 2019, filed 10 Jan 2020.