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ACM

AUA Capital Management Portfolio holdings

AUM $216M
1-Year Est. Return 19.17%
This Fund
S&P 500
This Quarter Est. Return
+0.92%
1 Year Est. Return
+19.17%
3 Year Est. Return
+61.39%
5 Year Est. Return
+68.45%
10 Year Est. Return
–
AUM
$124M
AUM Growth
-$202K
Cap. Flow
-$1.12M
Cap. Flow %
-0.9%
Top 10 Hldgs %
63.39%
Holding
190
New
1
Increased
–
Reduced
12
Closed
1

Top Buys

Rank Stock Value
1
VAL
Valaris plc Class A Ordinary Share
VAL
+$2.15K

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$375K
2
MUB icon
iShares National Muni Bond ETF
MUB
+$262K
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$197K
4
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$141K
5
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$65.3K

Sector Composition

Rank Sector Weight
1 Financials 4%
2 Technology 3.25%
3 Consumer Discretionary 3.13%
4 Healthcare 3.08%
5 Communication Services 2.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BP icon
176
BP
BP
$108B
$2K ﹤0.01%
50
-1
-2% -$38
GTX icon
177
Garrett Motion
GTX
$6.04B
$2K ﹤0.01%
202
– –
VAL
178
DELISTED
Valaris plc Class A Ordinary Share
VAL
$2K ﹤0.01%
+400
New +$2.15K
ALC icon
179
Alcon
ALC
$34.3B
$1K ﹤0.01%
19
– –
BHF icon
180
Brighthouse Financial
BHF
$3.6B
$1K ﹤0.01%
15
– –
SIG icon
181
Signet Jewelers
SIG
$3.82B
$1K ﹤0.01%
80
– –
ADNT icon
182
Adient
ADNT
$1.66B
$0 ﹤0.01%
20
– –
BR icon
183
Broadridge
BR
$19.3B
$0 ﹤0.01%
4
– –
GE icon
184
GE Aerospace
GE
$397B
$0 ﹤0.01%
10
– –
LEN.B icon
185
Lennar Class B
LEN.B
$20.3B
$0 ﹤0.01%
4
– –
MTB icon
186
M&T Bank
MTB
$36.8B
$0 ﹤0.01%
2
– –
RF icon
187
Regions Financial
RF
$27.5B
$0 ﹤0.01%
6
– –
TD icon
188
Toronto Dominion Bank
TD
$200B
$0 ﹤0.01%
4
– –
EV
189
DELISTED
Eaton Vance Corp.
EV
$0 ﹤0.01%
9
– –
ESV
190
DELISTED
Ensco Rowan plc
ESV
– –
-400
Closed -$3K
4 5 6 7
8

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AUA Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, AUA Capital Management held 190 positions worth $124M, down 0.16% from $125M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Trading was light in Q3 2019: portfolio turnover was 1.1%. AUA Capital Management opened 1 new position and exited 1, leaving the 190-position portfolio largely intact.

By sector, the portfolio is most concentrated in Financials at 4% of assets, up from 3.9% a quarter earlier, followed by Technology and Consumer Discretionary.

  • AUA Capital Management's largest Q3 2019 buy was Valaris plc Class A Ordinary Share: 400 shares worth $2K.
  • AUA Capital Management's biggest Q3 2019 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $375K.
  • AUA Capital Management fully exited Ensco Rowan plc in Q3 2019, selling an estimated $3K.
  • AUA Capital Management's ten largest holdings make up 63% of its $124M portfolio in Q3 2019.
  • AUA Capital Management opened 1 new position and closed 1 in Q3 2019.
  • AUA Capital Management's portfolio value fell 0.16% quarter-over-quarter to $124M.

Based on AUA Capital Management's 13F filing for Q3 2019, filed 24 Oct 2019.