We are live on ! Find out more
ACM

AUA Capital Management Portfolio holdings

AUM $216M
1-Year Est. Return 19.17%
This Fund
S&P 500
This Quarter Est. Return
+6.34%
1 Year Est. Return
+19.17%
3 Year Est. Return
+61.39%
5 Year Est. Return
+68.45%
10 Year Est. Return
–
AUM
$121M
AUM Growth
-$2.89M
Cap. Flow
-$9.97M
Cap. Flow %
-8.21%
Top 10 Hldgs %
63.85%
Holding
189
New
–
Increased
1
Reduced
48
Closed
6

Top Buys

Rank Stock Value
1
BMY icon
Bristol-Myers Squibb
BMY
+$108K

Top Sells

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$2.21M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.27M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$777K
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$511K
5
GLD icon
SPDR Gold Trust
GLD
+$503K

Sector Composition

Rank Sector Weight
1 Financials 4.12%
2 Technology 3.56%
3 Healthcare 3.06%
4 Consumer Discretionary 2.93%
5 Communication Services 2.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DOX icon
151
Amdocs
DOX
$6.02B
$13K 0.01%
181
– –
LEN icon
152
Lennar Class A
LEN
$21B
$13K 0.01%
238
– –
PCI
153
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$13K 0.01%
500
– –
NTR icon
154
Nutrien
NTR
$32.1B
$12K 0.01%
247
– –
NWSA icon
155
News Corp Class A
NWSA
$15.5B
$12K 0.01%
859
-1,021
-54% -$13.7K
HYT icon
156
BlackRock Corporate High Yield Fund
HYT
$1.37B
$11K 0.01%
1,000
– –
LOW icon
157
Lowe's Companies
LOW
$122B
$11K 0.01%
90
– –
IYR icon
158
iShares US Real Estate ETF
IYR
$4.67B
$10K 0.01%
104
-97
-48% -$8.99K
NWG icon
159
NatWest
NWG
$76.1B
$10K 0.01%
1,393
– –
CALM icon
160
Cal-Maine
CALM
$3.98B
$9K 0.01%
214
– –
DUK icon
161
Duke Energy
DUK
$96.9B
$9K 0.01%
100
– –
NVS icon
162
Novartis
NVS
$291B
$9K 0.01%
98
– –
MET icon
163
MetLife
MET
$61.9B
$8K 0.01%
166
– –
RIG icon
164
Transocean
RIG
$5.78B
$7K 0.01%
1,000
– –
SAN icon
165
Banco Santander
SAN
$207B
$7K 0.01%
1,873
– –
SU icon
166
Suncor Energy
SU
$76.1B
$7K 0.01%
200
– –
CS
167
DELISTED
Credit Suisse Group
CS
$7K 0.01%
500
– –
IP icon
168
International Paper
IP
$22.4B
$6K ﹤0.01%
127
– –
TDOC icon
169
Teladoc Health
TDOC
$1.22B
$6K ﹤0.01%
75
– –
VAL
170
DELISTED
Valaris plc Class A Ordinary Share
VAL
$3K ﹤0.01%
400
– –
BP icon
171
BP
BP
$109B
$2K ﹤0.01%
50
– –
GTX icon
172
Garrett Motion
GTX
$5.86B
$2K ﹤0.01%
202
– –
REZI icon
173
Resideo Technologies
REZI
$3.96B
$2K ﹤0.01%
172
-162
-49% -$1.84K
SIG icon
174
Signet Jewelers
SIG
$3.78B
$2K ﹤0.01%
80
– –
SPHS
175
DELISTED
Sophiris Bio, Inc.
SPHS
$2K ﹤0.01%
6,100
– –
4 5 6
7
8

Similar funds

1M
1248 Management Kansas City, Missouri $216M AUM 12.29% 1-Year Est. Return
LIWM
Long Island Wealth Management Melville, New York $216M AUM 14.59% 1-Year Est. Return
SSA
SSA Swiss Advisors Zurich $216M AUM 17.86% 1-Year Est. Return
NCM
NEXTBio Capital Management Menlo Park, California $215M AUM
VEA
Virtus ETF Advisers New York $215M AUM 53.68% 1-Year Est. Return
VFG
V2 Financial group Naperville, Illinois $215M AUM 15.18% 1-Year Est. Return
CS
Capital Square Chattanooga, Tennessee $217M AUM 13.95% 1-Year Est. Return
IAM
Impala Asset Management Palm Beach, Florida $215M AUM 86.77% 1-Year Est. Return

AUA Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, AUA Capital Management held 189 positions worth $121M, down 2.3% from $124M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

AUA Capital Management withdrew a net $9.97M in Q4 2019, closing 6 positions and reducing 48 holdings. Its most notable exit was Celgene Corp, an estimated $187K position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.1% of assets, up from 4% a quarter earlier, followed by Technology and Healthcare.

Against the trend, AUA Capital Management added an estimated $108K to Bristol-Myers Squibb.

  • AUA Capital Management added most to Bristol-Myers Squibb in Q4 2019, an estimated $108K increase.
  • AUA Capital Management's biggest Q4 2019 reduction was iShares MSCI EAFE ETF, cutting an estimated $2.21M.
  • AUA Capital Management fully exited Celgene Corp in Q4 2019, selling an estimated $187K.
  • AUA Capital Management's ten largest holdings make up 64% of its $121M portfolio in Q4 2019.
  • AUA Capital Management opened 0 new positions and closed 6 in Q4 2019.
  • AUA Capital Management's portfolio value fell 2.3% quarter-over-quarter to $121M.

Based on AUA Capital Management's 13F filing for Q4 2019, filed 10 Jan 2020.