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ACM

AUA Capital Management Portfolio holdings

AUM $216M
1-Year Est. Return 19.17%
This Fund
S&P 500
This Quarter Est. Return
+0.92%
1 Year Est. Return
+19.17%
3 Year Est. Return
+61.39%
5 Year Est. Return
+68.45%
10 Year Est. Return
–
AUM
$124M
AUM Growth
-$202K
Cap. Flow
-$1.12M
Cap. Flow %
-0.9%
Top 10 Hldgs %
63.39%
Holding
190
New
1
Increased
–
Reduced
12
Closed
1

Top Buys

Rank Stock Value
1
VAL
Valaris plc Class A Ordinary Share
VAL
+$2.15K

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$375K
2
MUB icon
iShares National Muni Bond ETF
MUB
+$262K
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$197K
4
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$141K
5
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$65.3K

Sector Composition

Rank Sector Weight
1 Financials 4%
2 Technology 3.25%
3 Consumer Discretionary 3.13%
4 Healthcare 3.08%
5 Communication Services 2.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARW icon
151
Arrow Electronics
ARW
$11.6B
$13K 0.01%
181
– –
LEN icon
152
Lennar Class A
LEN
$21B
$13K 0.01%
238
– –
MS icon
153
Morgan Stanley
MS
$341B
$13K 0.01%
310
– –
WU icon
154
Western Union
WU
$2.28B
$13K 0.01%
551
– –
PKO
155
DELISTED
Pimco Income Opportunity Fund
PKO
$13K 0.01%
500
– –
DOX icon
156
Amdocs
DOX
$6.02B
$12K 0.01%
181
– –
NTR icon
157
Nutrien
NTR
$32.1B
$12K 0.01%
247
– –
PCI
158
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$12K 0.01%
500
– –
HYT icon
159
BlackRock Corporate High Yield Fund
HYT
$1.37B
$11K 0.01%
1,000
– –
DUK icon
160
Duke Energy
DUK
$96.9B
$10K 0.01%
100
– –
LOW icon
161
Lowe's Companies
LOW
$122B
$10K 0.01%
90
– –
TEVA icon
162
Teva Pharmaceuticals
TEVA
$40.1B
$10K 0.01%
1,500
– –
CALM icon
163
Cal-Maine
CALM
$3.98B
$9K 0.01%
214
– –
JCI icon
164
Johnson Controls International
JCI
$93.1B
$9K 0.01%
209
– –
NVS icon
165
Novartis
NVS
$291B
$9K 0.01%
98
– –
MET icon
166
MetLife
MET
$61.9B
$8K 0.01%
166
– –
NWG icon
167
NatWest
NWG
$76.1B
$8K 0.01%
1,393
– –
SAN icon
168
Banco Santander
SAN
$207B
$7K 0.01%
1,873
– –
SU icon
169
Suncor Energy
SU
$76.1B
$6K ﹤0.01%
200
– –
CS
170
DELISTED
Credit Suisse Group
CS
$6K ﹤0.01%
500
– –
IP icon
171
International Paper
IP
$22.4B
$5K ﹤0.01%
127
– –
REZI icon
172
Resideo Technologies
REZI
$3.96B
$5K ﹤0.01%
334
– –
TDOC icon
173
Teladoc Health
TDOC
$1.22B
$5K ﹤0.01%
75
– –
RIG icon
174
Transocean
RIG
$5.78B
$4K ﹤0.01%
1,000
– –
SPHS
175
DELISTED
Sophiris Bio, Inc.
SPHS
$4K ﹤0.01%
6,100
– –
4 5 6
7
8

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CS
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AUA Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, AUA Capital Management held 190 positions worth $124M, down 0.16% from $125M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Trading was light in Q3 2019: portfolio turnover was 1.1%. AUA Capital Management opened 1 new position and exited 1, leaving the 190-position portfolio largely intact.

By sector, the portfolio is most concentrated in Financials at 4% of assets, up from 3.9% a quarter earlier, followed by Technology and Consumer Discretionary.

  • AUA Capital Management's largest Q3 2019 buy was Valaris plc Class A Ordinary Share: 400 shares worth $2K.
  • AUA Capital Management's biggest Q3 2019 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $375K.
  • AUA Capital Management fully exited Ensco Rowan plc in Q3 2019, selling an estimated $3K.
  • AUA Capital Management's ten largest holdings make up 63% of its $124M portfolio in Q3 2019.
  • AUA Capital Management opened 1 new position and closed 1 in Q3 2019.
  • AUA Capital Management's portfolio value fell 0.16% quarter-over-quarter to $124M.

Based on AUA Capital Management's 13F filing for Q3 2019, filed 24 Oct 2019.